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Review Articles
An Evaluation of HIV Pathogenicity and
Treatment Using Glycobiology
The Vegetative State: A Review of Etiology
and Prognostic Factors
An Evaluation of
HIV Pathogenicity and Treatment Using Glycobiology
Aleksandra Leligdowicz, B.Sc. *
To whom correspondence should be addressed:
418 Ave des Pins Ouest, Apt 34, Montreal, Quebec H2W 1S2, Canada.
E-mail address: alelig@po-box.mcgill.ca.
INTRODUCTION
Over 50 million people are infected with the Human Immunodeficiency
Virus (HIV) worldwide (1). Caring for the millions of people
living with HIV and AIDS is essential. Over 40 therapies are
approved by the Food and Drug Administration and as a result,
the death rate has fallen dramatically across Europe and the
United States. However, AIDS is increasingly a disease of the
poor and medicines are where the problem is not, while the problem
is where the medicines are not (2). Terminating the HIV epidemic
is of utmost significance especially to developing countries,
which account for over 95% of new HIV infections (1). Therefore,
controlling the virus is important not only to the state of
world health, but also to global development.
Glycobiology, the study of carbohydrates, is an interesting
topic to medical research. Critical biological processes, including
regulation of the growth and mobility of cells, immune responses,
and responses of cells to hormones and growth factors, all depend
on carbohydrates. In addition, viruses, including HIV, use cell-surface
carbohydrates to get into cells and initiate infections. The
aim of this review is to demonstrate how the expanding research
in glycobiology can be applied to understanding the structure
of HIV, as well as developing potential treatment approaches.
ESSENTIALS OF GLYCOBIOLOGY
One of the post-translational modifications that occurs on proteins
after they have begun to be translated in the endoplasmic reticulum
(ER) is N-linked addition of carbohydrate chains, resulting
in the formation of glycoproteins (figure 1)
Glycoproteins contain one or more carbohydrate residues. The
carbohydrate moieties of glycoproteins help to determine the
tertiary structure of a protein. In addition, they may serve
as biological labels, marking the proteins for different fates.
This is possible because the number of possible permutations
and combinations of monosaccharide types and glycosidic linkages
in an oligosaccharide is astronomical (4). Each oligosaccharide
can therefore present a different face that can be recognized
by not only specific enzymes but more importantly for HIV infection,
by specific receptors.
OVERVIEW OF HIV INFECTION
The human immunodeficiency virus can be classified as types
one (HIV-1) and two (HIV-2). HIV-1 is older, more infectious,
and accounts for the vast majority of HIV worldwide while HIV-2
is present mainly in Western Africa (5). Since HIV -1 accounts
for the majority of the infections worldwide and since it is
3.55-fold more infectious than HIV-2, it will be the virus type
of focus of this review.
HIV-1 is the causative agent for the acquired immunodeficiency
syndrome, or AIDS. Infection begins when HIV interacts with
a host cell surface membrane protein (CD4) via a viral envelope
glycoprotein. The glycoprotein is an oligomer of extracellular
(gp120) and transmembrane (gp41) glycoproteins (6). The gp120
is responsible for virion binding to CD4 receptors of host cells,
whereas gp41 mediates fusion of the HIV virus and the host cell
membrane. The fusion of membranes allows the viral particle
to enter the cell by receptor-mediated endocytosis. Once the
virus is inside the cell, it releases its RNA genome and the
enzyme reverse transcriptase (RT). RT reverse transcribes the
viral RNA into DNA. The HIV DNA moves into the nucleus where
it is inserted into the host cell's genome. New HIV virions
are made by the host cell, which replicates and transcribes
the HIV DNA, and translates the viral transcript as well. Newly
formed virions are released from the host cell, ready to infect
the next CD4+ host cell (T helper-cell).

Figure 1. Steps in the formation of N-linked oligosaccharides
in the lumen of the rough endoplasmic reticulum ER and the various
compartments of the Golgi complex. The attachment of oligosaccharides
is via an N-glycosidic bond to the side chain of an asparagine
residue on the protein. The asparagine is part of the sequon
Asn-X-Thr/Ser. The sequon is recognized by an enzyme that transfers
the oligosaccharide from dolichol to Asn in the peptide. The
first seven sugars (2 GlcNAc's and 5 Mannoses), are transferred
one at a time to the dolichol-PP on the cytosolic side of ER.
The oligosaccharide then flips across the ER membrane and the
rest of the monosaccharides are added to the glycan on the luminal
side of the membrane. After the oligosaccharide is assembled,
it is transferred to an asparagnine residue on the nascent peptide.
Once the glycan is attached, it undergoes removal steps mediated
by glucosidases (glucose cleaving enzymes) that take off the
terminal glucose residues. The protein is then shipped to the
Golgi complex, where most of the terminal mannose units are
removed by mannosidases and a variety of sugars. Various Glycosylation
pathway inhibitors are listed above the enzymes associated with
the steps in the pathway (3). (click for larger image)
The precursor to gp120 and gp41 is gp160. This glycoprotein
is heavily glycosylated in the ER lumen, where disulfide formation
also occurs. The gp160 is cleaved intracellularly by a host
protease in the late Golgi compartment to yield the noncovalently
linked gp120 and gp41 complexes (figure 2 a, b, c), which are
then transported to the host plasma membrane. At the surface,
the complexes can be used by the emerging virus when it buds
out from the cell to equip the virus for infection of new CD4
cells. In addition, the gp120-gp41 complex in the host plasma
membrane can bind a CD4 receptor on an uninfected cell, resulting
in cell fusion (6).
HIV GLYCOPROTEIN STRUCTURE
THE USE OF MUTATED RECOMBINANT HIV GLYCOPROTEINS TO STUDY
THEIR STRUCTURE
The structure of the HIV envelope glycoproteins (gp120 and gp41)
is important for developing drugs that can function to eradicate
the virus. An understanding of the chemical nature and the processing
of the oligosaccharide chains attached to the envelope proteins,
and the identification of the sites where post-translational
modification occurs on the gp160 precursor glycoprotein can
serve as an invaluable tool for terminating the spread of the
virus within the host.

Figure 2. Structure of HIV a) Structural view of the viral
envelope (0.1 µm in diameter). Embedded in the envelope is a
protein that consists of an outer protruding cap (gp120) and
a stem (gp41) (10) . b) Close up view of the structure of gp41(11).
c) X-ray crystallography image of gp120. Here, two views of
the gp120 show the total topography of the glycoprotein. In
white and yellow are the glycosylation sites(12). (click for
larger image)
Glycosylation of gp160 is extensive. The gp120 portion of
gp160 has approximately 24 potential N-linked glycosylation
sites (Asn-X-Thr/Ser) (7) and the weight of the glycans make
up over 50% of the molecular mass of the gp120 glycoprotein(6,
8) (figure 2). In contrast, the gp41 ectodomain is poorly glycosylated,
with only four to five potential sites for N-linked glycosylation
(6). No evidence for O-linked glycosylation of the envelope
proteins has been observed (9).
To study N-linked oligosaccharide structures on the HIV gp120,
Mizouchi et al. used chronically HIV-infected lymphoblastoid
(H9) cells and sequenced the glycans after they were released
from proteins by hydrazinolosis. The conclusion from these studies
is that the number of possible oligosaccharide structures present
on gp120 outnumbers the 24 potential glycosylation sites present
on the glycoprotein. Therefore, alternative structures occur
on some of the glycosylation sites and numerous glycosylation
variants of the gp120 are produced even in one cell line (13).
The varied glycosylation is beneficial for the virus because
it allows the virus to escape the immune system's response to
the original invading virus by always appearing to the immune
system as a new pathogen.
The importance of glycosylation sites in the infectivity of
the virus has been investigated in both gp120 and gp41. This
has been achieved by mutating the DNA sequences that code for
the portion of glycoprotein important in its interaction with
CD4 molecules on host cells. The results indicate that multiple
mutations of glycosylation sites are required to alter the function
of the gp120/gp41 complex (6). For example, the complete removal
of glycan clusters from gp41 accomplished by altering the asparagines
of the N-linked glycosylation sequons in positions 621, 630,
and 642 to serine residues, abrogated the viral ability to carry
out fusion completely (6). Mutated gp41 co-migrated with deglycosylated
forms of wild-type gp41 on electrophoretic gels (14), suggesting
that the deletion of the glycosylation sites contributes to
the lack of glycosylation of the mutated proteins. These studies
prove that for a successful HIV infection, the viral envelope
proteins must be properly glycosylated so that the folding of
the glycoproteins is correct and so that gp120 can interact
with a CD4 host membrane receptor and allow the subsequent entry
of the virus into the host cell. If gp41 is incompletely glycosylated,
membrane fusion between the viral envelope and the host plasma
membrane cannot occur (14). This finding may be useful in the
construction of drugs that focus on the alteration of the oligosaccharide
part of the HIV glycoprotein structure during its processing,
decreasing the number of HIV particles that are capable of infecting
CD4+ cells.
Additional studies involving mutated forms of the gp41 portion
of gp160 have demonstrated that the transport of mutated forms
of gp160 from the cis to the medial Golgi is slow and the transport
to the trans Golgi is impaired. Therefore, since cleavage occurs
in the trans part of the Golgi, cleavage reactions were severely
impaired in the mutated gp160 at the gp120-gp41 junction. Gp160
lacking gp41 carbohydrates demonstrated that proteins lacking
glycans are arrested in the Golgi following biosynthesis. Therefore,
the glycan components of the glycoprotein are important in the
intracellular transport and processing of the gp160 (5).
N-linked carbohydrates within the epitope portion of the HIV
gp120 are important in the recognition of the HIV CD4 receptor.
Support for this comes from a study by Botarelli et al. who
immunized T-cells with a recombinant non-glycosylated gp120.
When the immunized cells were presented with a wild-type glycosylated
form of gp120, the cells' T-cell receptor did not recognize
the glycosylated gp120 and did not develop a rapid immune response
to it. To investigate the reason for the slow recognition of
glycosylated glycoprotein, the epitope portion of the gp120
bound to the T-cell was mapped. It was found that the epitope
region of gp120 contained two asparagines residues which are
sites for N-linked glycosylation (8). Therefore, the carbohydrates
on the wild-type gp120 prevented epitope recognition by the
immunized cells that had a T-cell receptor that was specific
for the glycosylated form of gp120 used in the immunization.
THE USE OF OLIGOSACCHARIDE PROCESSING INHIBITORS TO
STUDY HIV GLYCOPROTEIN STRUCTURE
Previous studies have relied on utilizing glycobiology tools
to better understand the mechanism of HIV infectivity and the
source of its immunogenicity. For example, N-linked glycosylation
processing inhibitors can be used for studying the importance
of protein glycosylation in HIV pathogenesis, replication, target-cell
infectivity, and syncytium formation (15). The effect of oligosaccharide
processing inhibitors can be determined by electrophoretic mobility.
Proteins with the lowest molecular weight travel the furthest
on the electrophoretic gel. In studies where gp120 is processed
in the presence of glucosidase inhibitors (castanospermine or
1-deoxynojirimycin), there is a decrease in gp120 mobility.
However, when mannosidase inhibitors (1-deoxymannojirimycin
or swainsonine) are present, glycoprotein mobility is increased
(15). These results suggest that the final glycan products found
on gp120 are smaller that the glycan products seen when glucosidase
inhibitors are added and bigger than high mannose chains that
are seen when mannosidase inhibitors are introduced into the
media.
Inhibitors of oligosaccharide processing can also be used
to study the steps in the processing of envelope glycoproteins
in cells. For example, treating chronically HIV-infected cells
with tunicamycin (an inhibitor that completely abrogates the
addition of glycans to N-linked glcosylation sites of the protein)
severely inhibits the glycosylation of envelope proteins. Treatment
with deoxynojirimycin, an inhibitor of glucosidase I in the
rough ER, inhibits proteolytic cleavage of gp160 (9, 15). Inhibitors
of mannosidase I and mannosidase II (deoxymannojirimycin and
swainsonine respectively) allow for the processing of the gp160
to gp120 and gp41. However, the virions made by cells treated
with mannosidase inhibitors are significantly less infectious
than virions synthesized by untreated cells. This suggests that
proteolytic cleavage of gp160 takes place in infected cells
when the glycoprotein has mannose-rich oligosaccharide structures.
However, for the release of infections virions, the trimming
of glucose residues and the primary trimming of mannose are
both necessary (15). Therefore, oligosaccharide processing inhibitors
can be used to decrease the infectivity of new HIV virions since
the viral particles would contain improperly glycosylated glycoproteins.
HIV THERAPY BASED ON CURRENT KNOWLEDGE OF GLYCOBIOLOGY
HIV is a very complicated pathogen due to its ability to mutate
at a fast rate. It introduces difficulty for the immune system,
which continually sees the virus as foreign, posing challenges
to treatment. Research in the field of HIV has contributed to
a wealth of therapeutic options. Current treatments can be classified
into the following classes: (i) nucleoside/nucleotide reverse
transcriptase inhibitors (NRTIs) (i.e. zidovudine (AZT), (ii)
non-nucleoside reverse transcriptase inhibitors (NNRTIs) (i.e.
nevirapine); and (iii) protease inhibitors (PIs) (i.e. saquinavir).
Other steps in the HIV replicative cycle that are potential
targets for chemotherapeutic intervention include viral adsorption,
viral entry, virus-cell fusion, proviral DNA integration, and
viral mRNA transcription (16). Additionally, the expanding field
of glycobiology proposes additional treatment options.
HIV DRUG THERAPY BASED ON INHIBITORS OF OLIGOSACCHARIDE
PROCESSING
Application of carbohydrate analogues such as tunicamycin (inhibitor
of the synthesis of the dolichol-linked oligosaccharide precursor),
castanospermine and 1-deoxynojirimycin (DMN, glucosidase inhibitor),
as well as 1-deoxymannojirimycin (mannosidase I inhibitor),
has been shown to attenuate the HIV-1 infectivity invitro. These
inhibitors oligosaccharide processing are ineffective in preventing
the formation of a cytoplasmic continuity (syncytia) between
two cells when gp120/gp41 complexes are targeted to the infected
cell's plasma membrane and bind to CD4 receptors of neighboring
CD4+ cells (15). However, N-glycosylation is critical in HIV
pathogenesis at the level of viral binding and fusion to uninfected
CD4+ cells.

Figure 3. Formulas of N-linked oligomannose molecules including
Man(6) and Man(9). Isomers of Man(7) and Man(8) can be deduced
by adding mannose termini to the Man(6) structure (18). (click
for larger image)
The gp120/gp41 HIV envelope complex must be folded properly
for it to be pathogenic. Proper folding is mediated by oligosaccharides
on the gp120/gp41 complex. Therefore, glycosylation inhibitors
can be applied to alter the fusogenicity of the gp120/gp41 complex
since improperly folded proteins cannot induce fusion. For example,
DNM inhibits the cellular a-glucosidase I-II activity, blocking
the trimming of the glycan precursor at the level of the ER
(i.e. the cleavage of three glucose residues from Glc(3)Man(9)GlcNAc(2)
precursor glycan, see figure 3). In the presence of DNM, glycoproteins
with abnormally glycosylated oligomannosidic moieties are produced.
Treatment of HIV-infected lymphocyte cultures with DNM inhibited
the spread of the virus (16). This was possible because although
the gp120/pg41 complex synthesized in the presence of DNM could
bind CD4 receptors on human lymphocytes, it was not able to
induce membrane fusion. N-butyl DNM, an alkyl substituted variant
of DNM, has shown antiviral effects at doses with no reported
cell cytotoxicity (3). Phase I clinical trials on n-butyl DNM
in twenty-nine patients, however, showed no significant trends
in CD4+ cell counts, and Grade II elevations in liver function,
leucopenia, and neutropenia were observed in some patients,
calling the study to a halt before the dose-escalading tolerance
trial could be completed (17).
HIV DRUG THERAPY BASED ON OLIGOSACCHARIDE STRUCTURE
If the glycan structure composition of the HIV glycoprotein
gp120 can be determined, the interaction between gp120 and CD4+
cell can become a potentially useful target in HIV therapy.
To study the gp120 epitopes involved in interaction with the
CD4 receptor, three N-linked glycosylation sites on the gp120
in the vicinity of the epitope recognized by the host T-cell
were removed (7). Mutant gp120 with one, two, and three N-linked
glycans missing were analyzed. The conclusions made were that
two of the three glycosylation sites were heterogeneous in the
structural composition of glycans. However, the site located
next to the T-cell epitope had a large, high mannose structure
with more than 11 mannose units and it covered a large part
of the surface of gp120 (7). The finding that high mannose glycan
structure present in the epitope of the gp120 is recognized
by the T-cell has allowed for the creation of cyanovirin-N (CV-N),
a drug that inactivates diverse strains of HIV at the level
of cell fusion by virtue of its interaction with specific N-linked
oligosaccharides on gp120.
CV-N is a 11kDa monomeric protein derived from cyanobacteria.
CV-N binds to glycosylated gp120 but not to unglycosylated gp120.
When the ligand which binds to CV-N was studied by examining
the binding of gp120 to a CV-N affinity column, only Man-8 and
Man-9 glycoforms (figure 3) were preferentially retained on
the affinity column. Studies have found that adding free Man-8
and Man-9 oligosaccharides partially inhibited binding of CV-N
to gp120 (2). When a mixture of carbohydrates that structurally
represent N-linked carbohydrates found on the gp120 was added,
it was found that CV-N specifically recognizes with nanomolar
affinity Man(9)GlcNAc(2) and Man(8)GlcNAc(2) (18). Viruses sensitive
to CV-N exhibit an abundant exposure of high mannose oligosaccharides
on their surfaces (figure 3) (19). All of the above findings
suggest that the part of gp120 which is recognized by CV-N is
the high mannose glycan portion of the glycosylated gp120.
CV-N is unlike other lectins that have been reported to have
anti-HIV activity mediated through interactions with gp120.
Classical carbohydrate-interacting lectins, such as concanavalin
A and wheat-germ agglutinin, associate with gp120 in a monosaccharide-specific
manner and are inhibited by the presence of exogenous monosaccharides.
However, CV-N/gp120 interaction is not inhibited by high concentrations
(i.e. 10,000-fold excess) of monosaccharides (19). This observation
suggests that CV-N/gp120 interactions are defined by a more
complex oligosaccharide-specific binding. In addition, the carbohydrate
structures recognized by CV-N are rare in normal human tissue.
Therefore, CV-N is a potential oligosaccharide-specific therapeutic
agent for the treatment of HIV as well as other pathogens with
high mannose ligands on their outer surface.
Besides CV-N, other drugs have also been designed based on
the principle that high mannose chains are essential for HIV
infection. For example, Pradmicin A, an antifungal antibiotic
isolated from Actnomdura hibisca, and its derivative, BMY-28864,
have the ability to inhibit HIV infection in vitro (20). Similar
to the CV-N studies, the inhibitory effects of these drugs were
suppressed by the addition of high mannose type oligosaccharides.
Therefore, targeting oligosaccharide chains of the envelope
glycoprotein is a possible way to block HIV infection.
THERAPY BASED ON OLIGOSACCHARIDE STRUCTURE TO CONSTRUCT
A POTENT HIV VACCINE
An effective way of combating HIV is via vaccination. To construct
a successful vaccine, the HIV gp120 antigen needs to be recognized
by the helper T-cell. In order to generate vaccines that will
induce a strong immune response, the HIV gp120 antigen needs
to be made more foreign. In one vaccination study, gp120 was
made more immunogenic by neuraminidase treatment, which removed
terminal salicylic acids from the carbohydrate side-chains of
the glycoprotein, producing an asialoglycoprotein (21). Neuraminidase
treatment exposed terminal galactose residues so that they could
be recognized by galactose receptors on antigen presenting cells.
Evidence for the use of galactose receptors became apparent
when galactose is added to cultures of antigen presenting cells.
Extrinsic galactose, when added, competes with asialo-glycoproteins
for binding to galactose receptors. Thus, the antigenicity of
the HIV glycoprotein gp120 can be enhanced by exposing galactose
residues on the gp120 since these glycoproteins can be internalized
by antigen presenting cells containing galactose receptor. Uptake
of the proteins with terminal galactose units results in a quicker
immune response because asialoglycoproteins are more quickly
recognized as foreign (4).
When constructing an HIV vaccine, it is therefore worthy to
explore glycobiology to produce a vaccine with a more immunogenic
antigen. If a more antigenic form of gp120 could be administered
to a patient, the patient may be able to mount a stronger immune
response against the HIV.
INHIBITION OF HIV GP120 BINDING TO CD4 MOLECULES BY
NATURAL GLYCOSAMINOGLYCANS
It is a fact that HIV is spread via body fluids. Past studies
of HIV inhibitors have suggested that the presence of inhibitory
macromolecules in the body fluids that do not transmit the virus
could be responsible for the inability for these fluids to function
as a vehicle for HIV transmission. Other body fluids that serve
as a route of HIV transmission, such as breast milk, have been
found to contain compounds that could limit the rate of postnatal
vertical transmission for HIV in breast-fed infants of HIV-infected
mothers. The proposed reason for the lack of viral transmission
by some body fluids is the presence of glycosaminoglycans (22).
Previous studies have proven that non-antibody glycoconjugates
from human milk can inhibit the binding of many pathogenic microorganisms.
According to Newburg et al, glycosaminoglycans found in human
milk represent a novel class of naturally occurring molecules
that are capable of inhibiting viral binding to host CD4 receptors
(22).
Glycosaminoglycans are heteropolysaccharides; they are linear
polymers made of repeating disaccharide units. One of the monosaccharides
is always N-acetylglucosamine or N-acetylgalactosamine, and
the other is a uronic acid such as glucuronic acid. One or more
of the hydroxy groups of the amino sugars can be sulfonated
(4), producing glycosaminoglycans such as dermatan sulfate,
heparan sulfate, or chondroitin sulfate.
Sulfonated molecules, including sulfonated glycosaminoglycans
(GAG), have been shown to inhibit the binding and replication
of HIV. The classes of GAG found in human milk include heparin,
heparan sulfate, chondroitin sulfate, and dermatan sulfate .
To determine the types of glycosaminoglycans that are most
important in the inhibition of HIV replication, Newburg et al
analyzed milk from thirty women. To test for the inhibitory
nature of each glycosaminoglycan from human milk, isolated GAGs,
CD4 and gp120 molecules were mixed and allowed to interact.
Glycosaminoglycan cleaving enzymes (lyases) were then added
to cleave the linear glycosaminoglycan polymeric backbone and
the reaction mixtures were tested for the loss of inhibitory
action. The greatest loss in the inhibition of the gp120 and
CD4 interaction was seen when chondroitinase AC was added (22).
This suggests that the specific glycosaminoglycan component
of human milk responsible for the inhibition of HIV binding
and replication is chondroitin sulfate.
Further research on sulfated glycosaminoglycans could provide
valuable treatment methodologies to terminate the HIV epidemic.
Based on the studies of sulfated glycosaminoglycans, synthetic
sulfonated polymers that share the gross features of GAGs could
be synthesized such that they contain anti-HIV activity.
CONCLUSION
New antiretroviral therapies prolong the lifespan of people
infected with HIV. Correspondingly, the number of AIDS-related
deaths has declined. Despite the availability of drug therapies,
HIV is still a challenge. Glycobiology is a field with foreseeable
therapeutic alternatives for HIV. Glycobiology-related treatments
such as inhibitors of oligosaccharide processing, treatments
based on blocking the reactive sites of gp120, vaccinations,
and natural methods using glycosaminoglycans to combat the deadly
virus, further add to the list of potential antiretroviral treatments.
Combining these treatments with current antiretroviral methods
could result in synergistic anti-HIV effects. However, further
testing of the glycobiology-related therapies is needed to determine
the non-specific effects on other cellular processes and before
the therapies can be made available for the HIV-affected population.
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Aleksandra M. Leligdowicz
is a second year medical student at the McGill University Faculty
of Medicine. In 2000, she completed a BSc degree in molecular
biology at the University of Manitoba and Deakin University,
Australia. In October 2004, she will begin research in Immunology
and Epidimiology of HIV-2 at the Institute of Molecular Medicine
at Oxford University as a Rhodes Scholar.
The Vegetative
State: A Review of Etiology and Prognostic Factors
Rachel Davison*
* To whom correspondence should be addressed:
Framlington Place University of Newcastle upon Tyne Medical
School Newcastle upon Tyne England NE1 7RU
E-mail: R.E.Davison@ncl.ac.uk
ABSTRACT This paper reviews the research
investigating the vegetative state (VS) in terms of its
aetiology and prognostic factors that may be indicative
of the outcome for patients in the VS. The VS is a relatively
rare syndrome that still causes confusion for treating
clinicians. In short, the VS is a clinical condition of
unawareness of self and environment but with retained
wakefulness. Until relatively recently there were no universally
accepted diagnostic criteria, which caused problems both
in terms of diagnosing the patient and in determining
the incidence of the VS. This paper examines the most
relevant and up to date work in order to determine if
there is a way of predicting whether the VS for any given
patient will be persistent (i.e. recovery is still possible)
or if it is permanent and further treatment is futile.
Currently, the most accurately available method to predict
the prognosis of a patient in the VS is through clinical
assessment of the patient combined with knowledge of the
aetiology and duration of the VS. More work is needed
in order to allow for the prediction of the outcome of
the VS with greater certainty. |
INTRODUCTION
While the advent of cardiopulmonary resuscitation during the
1960s was a breakthrough for medical science, some survivors
remained in a limbo state of 'waking unconsciousness'. It was
Jennett and Plum (1), in 1972, who termed this condition the
persistent vegetative state (PVS) and described the vegetative
state (VS) as:
The absence of any adaptive response to the external
environment, the absence of any evidence of a functioning mind
which is either receiving or projecting information in a patient
who has long periods of wakefulness
In short, the VS is a clinical condition of unawareness of
self and environment but with retained wakefulness. Efforts
to predict the outcome of patients in a vegetative state began
around this time due to the concern that large numbers of patients
surviving in a VS would be costly and use resources that could
be more effectively spent elsewhere (2).
The incidence of the VS is unknown, partly because of the
rarity of the condition and partly because of the lack of accepted
universal diagnostic criteria. Estimates range from 0.4-1.1/100,000
people throughout the world (3,4). Moreover, until 10 years
ago, the VS was not a codable diagnosis in either the International
Classification of Diseases or most health agencies. Studies
at the time suggested that the prevalence in the United States
alone was around 10,000-25,000 adults and 4000-10,000 children
(3,4).
The VS causes distress to family and friends and creates difficulties
for the doctors involved. To the non-medically trained, a patient
in the VS may appear to be alive and functioning; for example
they may seem to smile or turn to sound despite the fact that
by definition the patient is not aware. This may cause conflict
between the family of the patient and the doctors who are trying
to explain what the VS is and the likely outcome. This may be
further complicated by the fact that prediction of recovery
is an inexact science. Doctors cannot give a definite answer
and the family may prefer to simply watch and wait while they
feel there is still hope. To provide the care that the patient
needs, the doctor must have the ability to predict the best
possible outcome and also to recognize when it would be more
humane to withdraw medical interventions and let nature take
its course. The ethical dilemmas regarding quality of life and
best intentions are many and complex, and as such, are beyond
the scope of this review. This paper reviews the research investigating
the vegetative state (VS), in terms of its etiology and prognostic
factors that may be indicative of the outcome for patients in
the VS. Furthermore, this review identifies the methods by which
prediction of prognosis may be possible.
METHODS
A literature search was conducted in Medline (from 1993) and
EMBASE (from 1980) to identify suitable papers. The databases
limited the choice of date selection; the selected dates were
chosen to identify only the most up to date work. The keywords
used were PVS, VS, (persistent) vegetative state, (permanent)
vegetative state, children and (persistent, permanent) vegetative
state, coma or life support care, combined with prognosis or
prediction. The aim in the use of the keywords was to detect
all relevant articles in the given time period. In all, about
one hundred articles were identified but not all of the papers
were applicable to the aims of this review. The reference lists
of relevant articles were scrutinised to detect any additional
studies that had not been already identified. The articles most
applicable to the subject were selected and the information
within them collated, with careful attention being paid to the
methods of the systematic reviews and critical analysis of the
original studies that warranted inclusion.
CONSCIOUSNESS AND THE VEGETATIVE STATE
There are two components to consciousness (3):
1. WAKEFULNESS
Clinical work indicates that the midline structures in the upper
pons, midbrain and thalamus (the reticular activating system
or RAS) are necessary for wakefulness. They are activated by
arousal and influence the cerebral cortex directly. Wakefulness
is essentially not being asleep; therefore it comprises acts
that one would not do while asleep such as opening one's eyes
and looking around.
2. AWARENESS
The cerebral cortex and its projections to the major subcortical
nuclei are considered to be the root of awareness with its content
being the mass of information that it processes from the external
environment. Awareness comprises behaviours that indicate that
a person comprehends the outside environment (e.g.: communication
and understanding).
As one of the main links between the two component areas,
the thalamus is crucial to the preservation of consciousness
(3,5). Unconsciousness therefore implies global (or total) unawareness.
Awareness requires wakefulness, but wakefulness can be present
without awareness. In the comatose state both awareness and
wakefulness are lacking, while in the VS wakefulness is preserved
and awareness is not (3).
If the VS lasts for a month, it is termed continuing or persistent
VS (3,6). The consensus is that the terminology changes to that
of permanent VS when the condition is deemed to be irreversible,
no recovery seems possible and further treatment is considered
futile. This decision is usually taken once a year has elapsed
in traumatic aetiologies and after three months in non-traumatic
cases (4-6). However, as with all clinical judgements, it is
based on probabilities. While persistent VS is a diagnosis,
permanent VS is a prognosis. In practise, the terms are commonly
used interchangeably and the acronym PVS is used for both conditions
(3,5-7). Therefore, the acronym VS will be used in this review,
and distinguished where necessary if specific reference is being
made to a persistent or permanent state. Recovery from the VS
is classified by the Glasgow Outcome Scale (GOS, see Table 1),
with a good recovery indicated by a GOS score of 4 or 5.
DIAGNOSING THE VS
Before a diagnosis of the VS can be made, an established cause
must be found and all reversible factors that may be contributing
(e.g. metabolic disturbances, sedatives, anaesthetics or neuromuscular
blocking drugs) eliminated (5).
The Multi-Society Task Force (MSTF) on persistent VS defined
the following diagnostic criteria, which are widely acknowledged
by the medical community (3):
1. No evidence of awareness of self or environment and an
inability to interact with others.
2. No evidence of sustained, reproducible, purposeful or voluntary
behavioural responses to visual, auditory, tactile or noxious
stimuli.
3. No evidence of language comprehension or expression.
4. Intermittent wakefulness manifested by the presence of sleep-wake
cycles.
5. Sufficiently preserved hypothalamic and brainstem autonomic
functions to permit survival with medical and nursing care.
6. Bowel and bladder incontinence.
7. Variably preserved cranial nerve reflexes (pupillary, oculocephalic,
corneal, vestibulo-ocular and gag) and spinal reflexes.
Patients in the VS are usually not immobile. There may be
apparent semi-coordinated movements such as scratching, moving
hands towards noxious stimuli (such as during mouth care) and
reflex grasping. There is flexor withdrawal after a delay; inflicting
a painful stimulus such as pressing the supraorbital ridge causes
a stereotyped flexing of limbs as during assessment of Glasgow
Coma Scale status (GCS, see Table 2). Movements are slow, dystonic
and obviously abnormal. Neck movements may provoke reflex postural
alterations. There may be chewing and grinding of teeth, and
food and liquid placed into mouth may be swallowed. Patients
in the VS may retain the response of turning their head or moving
their eyes to sound, but eye fixation and tracking is not demonstrated.
They may smile or appear to shed tears, and may grunt or groan
(vocalise) but never speak (verbalise) (3,5-7). Although this
may be disturbing to family and carers, it should be remembered
that by definition patients in the VS have no awareness, and
therefore it is the opinion of experts on the subject that they
cannot feel any pain (4-7).
DIAGNOSTIC PROBLEMS
Determining cognitive awareness in another person can only
ever be an educated guess as there are no tests that can confirm
the presence or absence of inner awareness (3,6-8). Repeated
assessment is therefore essential, especially if there is some
doubt over whether the behavioural patterns necessary for diagnosis
of the VS are present.
The diagnosis of the VS is difficult to make in infants younger
than three months because they have a limited capacity to show
higher cognitive functions; the differentiation between voluntary
and involuntary responses may also be unreliable until this
age. The concept of the VS cannot be applied to preterm infants
because of developmental immaturity and the lack of consistently
recognisable sleep-wake cycles. The exception is infants born
with severe developmental malformations such as anencephaly
and hydranencephaly where there is minimal or no cerebral cortex
and therefore no awareness. These infants are categorised as
being in a VS congenitally (3,8).
PATHOPHYSIOLOGY AND ETIOLOGY OF THE VS
The VS is largely characterised by a functioning brainstem
with no input from the cerebral hemispheres due to either disconnection
or damage of two main types (3):
1. Acute, e.g. head injury, hypoxic-ischaemic damage following
cardiopulmonary arrest, metabolic disturbances.
2. Chronic, e.g. degenerative processes such as Alzheimer's
disease, congenital defects such as anencephaly.
The VS can be caused by a vast array of conditions; with any
insult to the body that causes damage to the cerebral cortex
being a potential cause of the VS. Three main patterns of brain
pathology are seen at autopsy (3,9):
1.Diffuse Axonal Injury (DAI), which is extensive subcortical
axonal injury that virtually isolates the cortex from other
parts of the brain. It is most commonly due to the shearing
forces in trauma or sometimes to hypoxic-ischaemic insults and
is the most common pathological feature seen.
2.Extensive laminar necrosis is due to acute global cerebral
ischaemia or hypoxia. Multifocal or diffuse necrosis is seen
with almost invariable involvement of the hippocampus, hypothalamus
and brainstem.
3.Relatively selective thalamic necrosis is an uncommon observation
that may follow acute global ischaemia. Specific anatomical
boundaries are not well described.
Mixtures of all three lesions are commonly seen with additional
focal lesions depending on the precipitant of the insult. Acutely
inflicted hypoxic-ischaemic insults and shearing forces are
therefore shown to have a devastating impact on the brain, as
these are the most frequently seen pathologies at autopsy. There
have also been reports of rare isolated lesions of the brainstem
or hypothalamus alone causing the VS but these are not well
studied (3).
The diagnosis of permanent VS is made by identification of
cause, fulfilling diagnostic criteria and lasting for at least
a set amount of time (three months for non-traumatic aetiologies,
one year for traumatic) (6). Therefore, there are two aspects
to the prediction of whether the VS will be permanent or whether
recovery is possible - the etiology of brain insult and the
duration of the VS to date.
1. ETIOLOGY OF BRAIN INSULT
Outcome of coma is directly related to its cause (2), which
can be separated into two aetiologies: traumatic (e.g. road
traffic accidents, falls) and non-traumatic (e.g. cardiac or
pulmonary arrest, anoxic- ischaemic, metabolic).
Traumatic
Traumatic etiology of brain injury is the better of the two
categories. The MSTF collated data from several similar studies
of traumatic brain injury giving information on outcome for
434 patients (4). Recovery of consciousness varied with time,
with 88% of those who recovered (46% of all patients studied)
doing so within the first six months, and reaching 99.98% at
one year. After this, recovery was rare. Only seven of the 434
(0.02%) recovered after this time, between one and three years
after the injury. Five of them remained severely disabled, one
was moderately disabled and the status of the seventh was undeterminable.
Five of the seven were under 30 years, suggesting that age is
another important confounding factor in the prediction of prognosis.
Accordingly, those under 40 had a greater chance of recovering
within three months without severe disability (4). Children
in traumatic coma generally have a better prognosis than adults
in a similar condition, although recovery of function is comparable
(4,10). Data from several similar studies showed that 62% of
children had regained consciousness at one year following injury,
compared to 52% of adults (4,8).
Traumatic brain injury is also associated with a poor chance
of a good functional recovery as described by the GOS (see Table
1). Using the collated data (4), from the 434 patients in a
VS, of the 52% who had recovered consciousness by one year,
28% had severe disability, 17% moderate disability and only
7% had made a good recovery. Of those who made a good recovery
over half showed signs of improvement within the first three
months and all within six months. Those who recovered consciousness
but remained disabled all began to show signs of improvement
three to six months after the brain injury. This indicates that
a later recovery was almost always associated with severe disability
(4).
Non-traumatic
Non-traumatic etiology carries a much poorer prognosis than
its traumatic counterpart. Collecting data on the outcome of
169 patients in a systematic analysis (4) showed 85% or more
died within the first month or remained in a VS. Of the remaining
15% who recovered consciousness (11% of which were within the
first three months, and the other 4% by six months), only one
patient (0.6%) made a good recovery. One year after the injury,
32% remained in persistent VS and 53% had died. A larger study
of 500 patients by Levy et al. (11) found that at one year,
73% were dead or in a VS and of the remaining 27%, 11% were
severely disabled, 4% were moderately disabled and 12% (2.4%
of the total) had made a good recovery. They agreed that most
improvement occurred within the first month and that the longer
the VS persisted, the smaller the chance of recovery.
There is very little evidence to suggest that there is a consistent
relationship between age and prognosis in non-traumatic coma,
mainly due to a lack of data (4,11). Shewmon (10) suggests that
in children (under 16 years), the outcome is either full neurological
recovery or remaining in a VS with very few outcomes in-between,
with ratios ranging from 50:50 to 70:30 in favour of intact
functioning. The commonest cause of non-traumatic coma in children
is near drowning, and Shewmon (10) postulates that childrens'
brains are more protected against anoxic-ischaemic damage due
to their body temperature falling faster because of their smaller
size. No evidence was found to confirm this, but it appears
that children are less susceptible to anoxic or ischaemic injury
and have a greater potential for neurological recovery than
adults. As a result of this, the observation period in children
is often allowed to be longer than the standard three months
that adults are given before their VS is declared permanent
(8).
Specific etiology
The underlying cause of the coma has been shown to relate
to outcome in many studies (2,4,11). Metabolic and diffuse disorders
carried a better prognosis than hypoxic-ischaemic causes (2,4,11).
Cerebrovascular disease such as subarachnoid haemorrhage or
stroke and other disorders causing structural brain damage carried
the worst prognosis of all (2,4,11). The incidence of a VS was
also observed to be higher following anoxic-ischaemic injury;
for 20% of the patients studied this was the best outcome that
they ever achieved (GOS 2) (2,11). Drug overdose also carried
a favourable prognosis due to the reversibility of their effects,
despite a bleak outlook at initial assessment that was considered
to be due to depressive effects on the brainstem (2).
2. DEPTH AND DURATION OF COMA
The longer the patient remains in a coma, the poorer their
chance of recovery and the greater the chance that they will
enter a VS (2,11). A week is often used as a cut-off point;
by that time the chance of a moderate or good recovery is only
6-7% and almost half of those who are still unconscious will
be in a VS (2,11). By convention, one month after the brain
injury the patient is in a persistent VS (6) and the chance
of recovery is small. However, studies by Andrews (12) and Dubroja
and colleagues (13) have shown that recovery is possible beyond
this time. In one case, recovery began three years after the
initial insult (13). Whilst this shows that higher functioning
can be regained beyond predictions, it should be noted that
these studies only looked at small groups and that no one in
them made a complete recovery. There have been other documented
cases of very late recovery (4) but in all of them the level
of function was far from independent. Such outcomes may be undesirable
to some, but to others this may be an acceptable quality of
life.
PROBLEMS WITH PROGNOSIS ACCURACY
Predicting prognosis in the VS is an inexact science and there
are faults that are common to all the studies considered. The
rarity of the condition itself (often resulting in studies with
small sample sizes) coupled with the inability to conduct true
prospective studies has led to many of the published papers
lacking sufficient power to demonstrate their value. There are
inevitable confounding factors in the studies, such as patients
dying of non-neurological disease during the studies and the
fact that in many studies no distinction is made between the
VS and death, or the VS is combined with severe disability as
a non-acceptable outcome. The studies are also limited by ethical
considerations, as ideally patients would be kept alive indefinitely.
Doctors are bound to act in their patient's best interests if
the patient cannot express their own views. It can be argued,
that keeping a patient in the VS simply for means of a scientific
study is not in the patient's best interests and therefore is
unethical. Short follow-up times are also commonplace. In addition,
the studies face the problem of self-fulfilling prophecies [i.e.
if a patient is predicted to have a poor outcome, it has been
shown that therapies are often less aggressive and the next
of kin are more likely to ask for withdrawal of medical support
(2)].
Improvement on previous studies is difficult. Despite recognised
problems with their methodology, it is not easy to correct them.
We cannot alter the small sample sizes or the lack of prospective
studies because of the rarity of the condition itself and because
the ethical problems remain the same. This will most likely
continue to be a problem unless a large scale, multicentre trial
is organised with the cooperation of a large number of major
neurological centres around the world.
Age
As has already been implied, the age of the patient may hold
prognostic significance. Shewmon (10) states that children (under
16 years) have a better chance of recovering consciousness,
although their functional recovery is often equivalent to that
of adults. He asserts that the mortality rate from severe head
injury declines with increasing age in childhood, reaching a
trough at 14-15 years and then rising with age throughout adulthood.
However, others have shown that outcomes worsen with rising
age, even in childhood, which is possibly related to age specific
differences in types of trauma (e.g. falls are more common in
young children and road traffic accidents in older children)
(4). Shewmon (10) also suggests that children may continue to
recover long after adults have reached a plateau, possibly due
to their retained potential for further growth and development.
They may also be more likely to be offered long-term life support
than adults because of the fact that people see them as more
'worthwhile' of the use of resources (4). Some may believe that
death is preferable to survival with a severe disability, but
Shewmon (10) insists that children and their families adapt
better to physical and mental disabilities than most adults
do. However, many of these views were difficult to substantiate
as children and neonates tend to be excluded from studies on
the basis that an accurate and consistent diagnosis of a VS
is difficult to make, especially in the youngest children due
to a limited capacity to show higher cognitive function (3,14).
This is a complex issue with a small amount of applicable research
literature available, making it difficult to conclude if any
advantage is offered by a younger age.
At the other extreme of life, superficially it would appear
that there is a relationship between increasing age and mortality
in the VS (15), but after adjustment for the severity of the
illness and co-morbidity it no longer appears to exist (11,15).
Although the age of the patient does not seem to directly contribute
to the prediction of outcome from the VS, it may act as a substitute
for other important and otherwise unmeasurable cofactors that
do (15) such as pre-existing co-morbidity (e.g. cardiovascular
disease) and reduced physiological reserve. Therefore, age should
still be taken into account in prediction, but not as the deciding
factor in where rationing of resources may be an issue and could
lead to claims of ageism.
RECOVERY FROM THE VS
There are two dimensions of recovery from the VS (4):
1. Recovery of consciousness
Verified by consistent evidence of self and environment, interaction
with others and voluntary behavioural responses.
2. Recovery of function
Characterised by communication, ability to learn and perform
adaptive tasks, mobility, self-care and participation in recreational
or vocational activities.
Recovery of consciousness may occur without recovery of function,
but the converse is never true (4).
The VS may be a transient stage in the recovery from coma
or it may persist until death (6). The average duration of survival
is 2-5 years and mortality for adults has been quoted at 82%
at three years and 95% at five years (3,4). Studies have shown
that the duration of survival is similar between children and
adults (5-7 years), but in infants under one year it is much
shorter, with estimates at a maximum of four years (4,8). There
have been cases reported of patients being alive in the VS many
years after this (48 years is the longest known case) (7), but
the probability of prolonged survival in the VS (i.e. longer
than fifteen years) has been estimated at less than 1 in 15,000
to 75,000 (4). The cause of death in the VS is most commonly
infection (usually of the respiratory or urinary tract) or generalised
systemic failure. Underlying comorbidity (such as ischaemic
heart disease) and other unknown causes also claim a small proportion
of patients but exact figure are not recorded (4).
OTHER ANCILLIARY TESTS
Other tests alone can neither diagnose nor predict if the
VS will be permanent. However, when used in conjunction with
the clinical examination, they can provide useful supportive
information (3).
Imaging Studies (Neuroimaging)
There are no established patterns seen on neuroimaging that
have been proven to predict outcome (3,9) and Bates (2) feels
that their value in prediction is no better than that of the
basic clinical signs. Neuroimaging methods often document lesions
so severe and diffuse that awareness is highly improbable, given
our current understanding of the anatomy and physiology of the
brain. Several studies have documented that patients with serial
abnormal scans do not recover consciousness and have progressive
brain atrophy (3,7).
Magnetic resonance imaging is proven to be more sensitive
than computerized tomography (CT) for detection of traumatic
and ischaemic cerebral lesions (9). Kampfl et al. (9) found
that although multiple lesions were commonly seen in the VS,
additional injuries to specific parts of the brain were of particular
importance to its persistence. Patients with lesions of the
corpus callosum and dorsolateral upper brainstem had a 214-fold
and 7-fold higher probability, respectively, for non-recovery
(i.e. VS becoming permanent). However, the study sample size
was too small to definitively prove these findings (9,16).
Cerebral Metabolic and Blood Flow Studies
Functional assessment of brain activity has been investigated
as an aid to prediction. There is evidence that cerebral blood
flow (CBF) is decreased in patients in established VS, with
estimates at 10-50% of normal (3,9,17). However, it is accepted
that measurement of CBF in the acute phase is of no prognostic
significance (3) and it does not reliably predict if recovery
is possible.
Cerebral metabolic activity has also been implicated in the
prediction of outcome. Using positron emission tomography, a
collection of studies (3,9) demonstrated a decreased cerebral
metabolic rate of only 40-60% of normal in 20% of adults in
permanent VS (3). Unfortunately, the limited power of these
studies (due to small sample sizes) means that as yet, there
is insufficient evidence to incorporate cerebral metabolic rates
or CBF studies into routine practise (3,7,9).
Electrophysiology: EEGs and Evoked Potentials
The transition from coma to the vegetative state is not characterised
by obvious EEG changes; it is a clinical diagnosis (2). Most
patients in persistent VS show diffuse generalised polymorphic
delta or theta activity, which is un-reactive to sensory stimuli.
In other patients, alpha activity is the most obvious EEG feature,
or some low background activity is all that can be detected
(2,3). Epileptiform and seizure activity is rare in VS.
A similar pattern is seen in children although the EEG activity
may be of a lower voltage and more discontinuous (3). Before
three months, the EEG pattern is termed 'neonatal' and is very
different to the EEG seen after this time ('mature' EEG) and
throughout the rest of adulthood. This transition is termed
encephalisation and is when the child's brain changes from mainly
reflex subcortical functioning to cortically mediated cognition.
Once this change has taken place, the same prognostic patterns
apply to children as to adults, but before this, little information
can be gained from EEG due to a lack of research on the topic
(7,10).
Recovery from the VS may be seen on EEG recordings as decreasing
delta and theta activity and reappearance of a reactive alpha
rhythm. However, this pattern has also been seen in patients
who clinically remain in the VS, suggesting that it is not always
predictive of recovery (3).
Sedative, anticonvulsant or anaesthetic drugs may cause depression
of brain activity and lead to misdiagnosis on EEG (11). This
again emphasises the need to eliminate all reversible causes
of coma and to repeatedly assess the patient. However, the technical
problems of performing such a measure in a busy intensive care
ward with numerous potential sources of electrical interference
can cause much of its practical value to be lost (2).
The most sensitive and reliable form of evoked potentials
(EPs) in both adults and children are somatosensory evoked potentials
(SSEPs) (3). Many studies (2,3,14,18,19) have produced consistent
results as to their value but their clinical use is not yet
widely adopted due to the belief that it is difficult to obtain
accurate and reliable results in the intensive care setting
(2,18). The advantage SSEPs have over EEGs is that sedating
drugs minimally affect them (18). Many of the studies into SSEPs
are not fully blinded, therefore any predictions of death or
disability have been criticised as to being, to some extent,
a self-fulfilling prophecy. Sleigh et al. (18) carried out a
fully blinded study to counteract these claims and to show that
SSEPs could be recorded in an ICU where dedicated neurophysiological
personnel are not present. They found that bilaterally normal
SSEPs were associated with a good outcome (i.e. recovery from
the VS) but if they were of reduced amplitude, slowed conduction
time or absent altogether, the prognosis was poor. Indeed, if
SSEPs were absent bilaterally this carried the worse prognosis,
being highly predictive of failure to regain consciousness (i.e.
death or permanent VS). However, they were less predictive in
traumatic aetiologies due to the structural damage that can
ensue during the brain insult. Chen et al. (19) agreed with
these findings, giving the poor prognostic factors of low amplitude
or absent SSEPs positive predictive values of 100% and 89% respectively.
However, as with their EEG findings, whereas negative factors
were highly specific, positive ones were not, meaning that although
absent or delayed SSEPs accurately predicted a poor outcome,
normal SSEPs did not automatically predict a good recovery.
It has been suggested by Yingling et al. (20) that some brainstem
EPs can be of predictive value, in particular P300 evoked responses.
They suggest that the presence of P300 could indicate the integrity
of brain systems that mediate cognitive functions, even in the
absence of consciousness or overt behavioural responses. Unfortunately,
the work that they have published to show its value was on a
very small number of patients and therefore does not have adequate
power to alter clinical practise at this time. Its diagnostic
value is also limited by the fact that brainstem auditory EPs
have been shown to be preserved when SSEPs are absent meaning
that the predicted outcome does not alter from performing SSEPs
alone - the best outcome possible is survival in the VS or death
(3). Therefore, the presence of P300 cannot necessarily be correlated
with outcome.
RESPONSES TO STIMULI
Motor or eye movements and facial responses such as grimacing
in response to various stimuli are commonly seen stereotyped
patterns. They are reflexive responses mediated at deep subcortical
levels rather than as learned voluntary acts. Therefore, they
do not indicate any degree of awareness and the family of the
VS patient should be informed of the possibility of their occurrence,
to prevent the creation of false hopes (3,7).
GENETIC FACTORS
A small number of studies have suggested that some people
may have a genetic predisposition to poor outcome from traumatic
injury. The 4 allele of apolipoprotein E (apoE) has been shown
to be associated with increased mortality. Sorbi et al. (21)
stated that deposition of amyloid -protein (A ) in the brain
occurs in one third of individuals who die shortly after a severe
brain injury. They found that the apoE- 4 allele occurred in
a higher frequency in those who did not recover consciousness
within a month (entered a persistent VS). For those who did
recover, the frequency of the allele was comparable to that
of the control population, suggesting a genetic susceptibility
to the fatal effect of a head injury. However, their follow
up was only for this month, so it is unclear as to whether the
frequency of the allele was any higher in those who entered
permanent VS. Also, as their study only included 16 patients,
their findings have very little statistical power and are therefore
inconclusive for the time being.
CONCLUSIONS
Predicting the outcome from the VS is a difficult challenge
that, as yet, does not appear to be resolved. Factors mainly
influencing prognosis remain etiology and duration. Traumatic
brain insults have a better prognosis, nearly half of the patients
studied recovered consciousness within six months, compared
to only 15% of non-traumatic etiology (4). Patients were also
more likely to make a good recovery from traumatic aetiologies
in comparison to non-traumatic (4,11). Recovery after a year
was rare in both groups (2,4,11).
From the work considered, there is a possibility that age
may come into the equation. This is largely inconclusive in
the younger age groups, but in the older patients, age may act
as a substitute for other unmeasurable factors such as comorbidity,
and thus should be taken into account when determining prognosis
(4). The evidence is less conclusive in children in comparison
to adults, but it appears that a similar pattern is seen in
terms of functional recovery. There is evidence to suggest that
children may have a better chance of recovering consciousness
than adults due to the developmental potential of their brains,
especially in non-traumatic etiology (4,10). False predictions
of poor outcome should be avoided because this may lead to withdrawal
of support in patients with the potential to recover.
Attempts have been made to treat the VS by various techniques,
e.g. dopaminergic agonists, direct electrical stimulation of
the brain, anticholinergics, GABA agonists, catecholaminergic
anatgonists, and serotonergic agonists. However, none of these
have been proven to be effective, despite seemingly encouraging
preliminary studies (4,7).
Therefore, the evidence would suggest that routine clinical
practise in assessment of VS patients should remain repeated
clinical examinations to attempt to detect any changes in their
awareness. Although criticised for the possible technical difficulties
in recording, EEGs and SSEPs should be performed fairly regularly
during this period. A CT scan on admission is necessary, as
are the standard blood tests, to detect any potentially reversible
causes of the coma.
Once a state of permanent VS is reached, little improvement
can be expected. Discussion needs to take place with the family
to determine the level of treatment that will be given for the
duration of their lives; this is mostly preventative (e.g. avoiding
contractures, pressure sores, etc). The decision to withdraw
artificial nutrition and hydration is not an easy one and patients
usually die within ten to fourteen days of acute dehydration
and electrolyte imbalance (4,7). In the UK, it remains obligatory
to seek a legal ruling to do so unless there is a clear advance
directive (5). However, decisions should not be taken before
a year has elapsed as the chances of recovery are small but
they are a realistic possibility, although the best outcome
available is usually severe disability (5,12,13).
Improvement on previous studies is difficult, if not impossible.
More work is needed on the subject of prognosis in the VS to
allow definitive guidelines to be agreed upon but the same problems
of small sample sizes and a low incidence of the condition persists.
This will most likely continue to be a problem until a large
scale, multicentre trial is organised with the cooperation of
major neurological centres throughout the world. This may help
to alleviate some of the methodological issues but will be a
massive project requiring funding which may not be possible
as yet.
The VS is a complex condition that ultimately can only benefit
from continued large scale studies into potential treatments
and methods of accurately predicting outcome.
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Rachel Elizabeth Davison
is in her final year of a medical degree (MB BS) at the University
of Newcastle upon Tyne in the United Kingdom.
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