|
Crossroads
The Evolution, Appreciation and Representation
of Music
Legal Parameters to Medical, Ethical and
Professional Responsibilities
Dansei Konenki: Narratives of Male Menopause
in Contemporary Japan
Lady Lazarus Revisited
The Evolution,
Appreciation and Representation of Music
Mamatha Bhat*, B.Sc., Sharmila Udupa
To whom correspondence should be addressed:
Mamatha Bhat, 3655 Promenade Sir William Osler, Montreal, QC,
H3G 1Y6. E-mail address: mbhat1@po-box.mcgill.ca.
INTRODUCTION
The playing and singing of music has a profound effect on everyone,
whatever the style of music to which one listens. What is miraculous
is the complexity of music production by the performer, and
how it can reach across to the listener and evoke certain emotions.
Music can bring images to mind, trigger reminiscences of times
past, and bring us to our feet. Music is a blend of melody,
rhythm and harmony, and rendering it requires a great deal of
concentration and memory power. It is through immense coordination
that these intricate patterns can be produced; the underlying
neural mechanisms are most definitely complex. These mechanisms
bring about the question, "how is a multifaceted task such
as music represented in the brain, and how does this representation
stimulate the actions necessary for music production?"
The arrival of novel neuroimaging techniques such as fMRI
(functional magnetic resonance imaging) and PET (positron emission
tomography) has enabled us to visualize which areas of the brain
are stimulated under certain conditions. Researchers are using
these techniques to satisfy their curiosity about brain functioning
with respect to specific functions such as tasting, smelling,
reading, and listening. The etiology of certain psychiatric
or neurological conditions is also better understood using these
methods, as they offer a view of brain stimulation in real time.
It is in this context that researchers have been investigating
musical representation in the brain.
The therapeutic benefits of music have only recently been
realized. Music therapy is an aspect of alternative mind-body
medicine that is gradually gaining acceptance among medical
professionals (2). It is known to have a soothing psychosomatic
effect on terminally ill patients (3) and reduce anxiety associated
with the diagnosis and treatment of cancer (4,5). Improvements
in the pain of cancer in patients following music therapy have
been noted (6), and research into this effect has implied the
music may be beneficial in lowering anxiety levels associated
with cancer and its treatment (7). Thus, these studies suggest
music therapy to be an effective holistic practice for palliative
care. In one study, quality of life was higher for those subjects
receiving music therapy, and their quality of life increased
over time as they received more music therapy sessions; however,
life expectancy did not differ between the group receiving music
therapy and those without intervention (8).
Music has also been tried as an "analgesic" during
procedures such as bronchoscopy (9) and colonoscopy (10), as
it has a distracting effect. Wang et al. showed a decrease in
preoperative anxiety and acute postoperative pain with the use
of music therapy (11). Music therapy as a clinical intervention
has been demonstrated to improve mood states with a variety
of populations (12). But how is it that music can effect such
change in one's state of mind?
Functional MRIs and PET scanning have afforded researchers
a view of the brain regions that light up in response to musical
stimulation. The processing of sounds in general has been known
as a function of the Heschl's gyrus, a component of the temporal
lobe. Since music involves a variety of aspects, such as melody,
rhythm, harmony and fine motor coordination, its representation
is indisputably more complex. This review article attempts to
explore the various studies that have been accomplished in recent
years with respect to the brain's representation of these various
facets of music. In addition, it looks at the purpose of such
musical representation in the brain within the context of human
evolution.
MUSIC APPRECIATION AS AN INNATE QUALITY
Due to their similarities, there has been widespread speculation
that music and language are processed in much the same manner
(13). For example, both are systematic, rule-based, and have
an infinite range of possibilities. Notably, both are audibly
(and in the case of language, visually) discernable at varying
degrees of transformation such as changes in tempo, pitch, and
speaker/singer. Also, some studies support the claim that language
and music perception are innate qualities in human beings (14,15,16),
with one study even relating linguistic ability to genetics
(17). A prelinguistic child's capacity for musical perception
is equal to that of an experienced listener. Infants recognize
the familiarity of melodies across pitch and tempo changes but
are not as able to detect melodies that violate the rules of
musical organization (13). Also, infants below the age of six
months pay more attention to sequences of consonant intervals
than to those of dissonant intervals, as will be further discussed.
Finally, there are indications that prenatal and/or postnatal
exposure to music has no effect on the sensitivity to musical
discernment, and several studies even reveal infants to be fully
capable of perceiving music of any genre (13). These skills
correlating to mature musical perception strongly favor the
idea that appreciation of music is an innate quality.
This incredible capacity for music perception at such a tender
age might find its origins in the parent-infant relationship.
Lullabies and children's melodies are sung to infants at a very
early age, and from the moment of birth they are spoken to in
singsong voices. The genre of music that the child listens to
shares a number of features with children's songs from different
cultures. During the neonatal period, infants prefer renditions
of a song in the maternal style to a non-maternal version of
the same song by the same performer. These early social influences
on music reveal the intimate relationship of social relations
and musical perception. Trehub (13) speculates that it is the
social nature of music and its link to positive emotional states
that has permitted its growth into an elaborate system.
Hauser and McDermott believe a parallel knowledge exists within
music, and it is that which contributes to its intrinsic quality
(18). They have primarily used animal research so as to avoid
any potential prior exposure of the subject to the music. Notably,
whatever response is evoked in the animals from listening to
music would reflect an auditory capacity rather than an adaptive
function. Rhesus monkeys, close to humans in terms of evolution,
have displayed in past studies an intrinsic inclination to tonal
melodies and a similar neural response as humans to dissonant
chords. It is important to bear in mind that sensitivity to
musical key structure is not consistent among different species,
but is within species (such as primates, infants, and adults),
and that behavioral expressions may not parallel neural mechanisms
at all times.
EVOLUTION OF MUSIC
If music is indeed an innate quality, the next step would be
to examine its evolutionary origins. Hauser and McDermott (18)
offer a number of plausible suggestions on the development of
music from its origins, all heavily influenced by Noam Chomsky's
(19) concept of an innate "knowledge of language".
This concept refers to an unconscious set of guidelines that
define grammatical judgments, comprehension, and production.
As for its purpose, some theorists state music to have developed
as a sexually selective system devised to attract mates and
signal mating potential, or to more generally express emotional
states (20,21). Other theorists believe music serves to guide
and facilitate collaboration among groups of people (22). There
exists yet another group of scientists who believe music does
not have an adaptive source, and is simply an incidental consequence
of unrelated perceptual and cognitive functions (23). Certain
musical forms such as Indian classical music and gospel music
are devotional and spiritually inclined. Among these possibilities,
the one that remains prevalent in our social context is our
usage of music as a means of expression. Human and nonhuman
animals still manifest their emotional states via variable vocalizations,
which show that music and emotional articulation have likely
developed simultaneously (18).
Rhythmic discrimination is an auditory mechanism that seems
to have developed over the course of evolution as well (24).
Studies have shown that human infants and monkeys recognize
differences in speech rhythms between two languages, thus suggesting
that certain tapping domain-general auditory mechanisms may
have evolved prior to human production of music as we know it
(24, 25, 26).
Solid evidence of a biological basis for music comes in the
form of a study by Blood and Zatorre (27). They uncovered fascinating
evidence as to why music is so appealing to all. PET was used
to determine the neural stimulation that forms the basis of
our pleasant emotional response to music. Subjects reported
chills when listening to their favorite pieces of music. This
musical euphoria was accompanied by changes in heart rate and
respiration.. Cerebral blood flow increased to brain regions
implicated in reward, motivation, arousal and emotion. These
areas include the amygdala, the ventral striatum, the midbrain,
and the structures that are activated in response to other pleasure-inducing
stimuli, such as food, sex and drug abuse. This common pattern
of brain circuitry, which is involved in pleasure and reward,
establishes that music is linked to "biologically-relevant,
survival-related stimuli"(27).
MUSICAL REPRESENTATION IN THE BRAIN
Since music processing is clearly a mental exercise, it is logical
to assume that there exists a series of neural circuits involved
in its perception. What is more tantalizing, however, is to
think of an entire modality for its purpose. Peretz and Coltheart
(28) use Fodor's (29) definition of a modality as an entity
with rapid operation, automaticity, domain-specificity, informational
encapsulation, neural specificity and innateness. Although these
properties are more typical than necessary, information processing
and domain-specificity take importance in the definition of
a mental module. Using neurologically disabled individuals with
specific and isolated music-related impairments (various forms
of amusia), Peretz and Coltheart have provided a comprehensive
and functional model strictly for music ciphering, applying
the characteristics of modular organization. In their model,
a neurological defect could either interfere with information
flow or with a processing component, as witnessed in detailed
examination of brain-damaged patients with selective defects
in music processing. The model comprises over ten processing
components: tonal encoding (the knowledge of scale tones within
a central tone), interval analysis, and contour analysis (pitch
direction between neighboring tones) all relate to pitch organization.
The remaining include rhythm analysis (fragmentation of music
into temporal units based exclusively on duration value), and
meter analysis (extraction of an underlying temporal rhythm
with reference to strong and weak beats), which deal with temporal
organization; emotional expression analysis (recognition and
experience of emotion within the music), musical lexicon (bank
of musical lyric exposure), vocal plan formation (results in
singing), associative memories (any related nonmusical information),
and two more relating primarily to speech (Figure 1).

Figure 1. Modular model of music processing proposed by Peretz and Coltheart (21). (click for larger image)
This model is unique and more inclusive than its predecessors
primarily because of its extensive organization and because
of its outlook on input and output. It defines input as any
acoustic stimulus that can be attributed to a single source.
This input then goes to all auditory domains (not just that
of music). The perceptual modules feed into an emotional analysis
component, unique for each individual. Past experiences will
shape what is considered emotionally appealing. The final output
of the musical circuit will depend on which modality domain
optimally responded to the stimulus.
A) MUSICAL APTITUDE
Perception of music has traditionally been thought of as a capacity
specific to the right brain hemisphere, although a study of
brain-damaged subjects by Lechevalier (30) challenged this notion.
The identification and recognition of a musical piece seems
to involve both hemispheres. In general, past studies have shown
the left hemisphere as particularly engaged in rhythm and musical
semantic representations, and the right hemisphere as specialized
in melodic perception and timbre.
A study by Butcher (31) showed that auditory processing is
quite different in professional musicians versus non-musicians.
Primary source activity was especially localized to the anteromedial
portion of Heschl's gyrus. This structure is found in the temporal
lobe, and is the portion of the brain responsible for the processing
of sounds. Butcher's study also detected a 130% increase in
the volume of gray matter of Heschl's gyrus in professional
musicians as compared to non-musicians.
A study by Hutchinson et al. discovered that the absolute
cerebellar volume of musicians was significantly greater (p<
0.001) than that of non-musicians, a reflection of the highly
developed and specialized motor skills they have developed early
in life in order to play their instruments (32). The cerebellar
volume increased with reported intensity of practice, i.e. the
number of hours practiced.
B) PITCH
The pitch of a note is an indication of how high or low it is
in the frequency range (33). The primary auditory cortex (left
temporal superior gyrus of Heschl) reveals a tonotopic distribution,
the anterior and lateral portions being activated for low-pitched
sounds, and more medial and posterior areas being activated
for high-pitched sounds (34).
Many people with musical training have the ability to quickly
identify the precise position of a note in the scale without
reference to any other note; this ability is known as absolute
pitch. This cognitive ability seems to develop due to the interaction
of genes and environmental exposure to music during childhood
in particular. Such ability is seen in musicians of all traditions,
due to auditory imagery and sensorimotor response codes. According
to a study by Gregerson, which points toward a strong heritable
component for absolute pitch, people of Eastern Asian descent
have a significantly greater incidence of absolute pitch ability
than those from other backgrounds (35).
When the pitch of a song changes, typical listeners show an
electrophysiological response in an area of the right frontal
cortex as a reflection of their on-line memory system having
been reset; however, those with absolute pitch ability show
no such neural activity. Rather, those with absolute pitch show
activity in the posterior dorsolateral cortex when they listen
to tones (36). It is likely that this is how these people label
pitches to sounds readily, since this region of the brain serves
an associative function.
C) HARMONY
Harmony is the sound created by simultaneously occurring pitches
(33). The concept of harmony is particular to Western classical
music; Eastern classical music styles tend to lay emphasis on
melody. With respect to harmony, studies have shown that humans
are naturally more attuned to consonance than dissonance (37).
Subjectively, consonance refers to two or more sound frequencies
occurring simultaneously and being pleasing to the ears of the
listener. In terms of semitones (a semitone being the distance
between each consecutive note on the scale), consonance tends
to occur when the interval size is the octave (a difference
of 12 semitones), the fifth (7 semitones), or the major third.
Objectively, it has been found that consonance is translated
into pairs of notes where harmonics are integer multiples of
the fundamental frequency or where the fundamental notes are
expressible as a ratio of small whole numbers (2:1, 3:2, 4:3,
and so on).
Adult listeners have rated the minor second (a difference
of 1 semitone) as being the most dissonant sound. What is striking
is that, in a study by Zentner et al., infants who were exposed
to consonant sounds demonstrated visual fixation at the source
of sound and significantly reduced their motor (37). When the
sound was dissonant, the babies were more likely to cry and
turn away from the music source, thus supporting the argument
for a natural human inclination towards consonance.
Harmony has been found to localize to the right lingual gyrus
and the left inferior parietal lobule (38). The activation of
these areas is significantly greater in musicians.
D) MELODY
Melody refers to the sequence of pitches. The superior temporal
gyrus has been associated with melodic processing in many neuroimaging
studies (38,39,40). One study employed subjects who had undergone
unilateral temporal cortectomy to relieve symptoms of epilepsy
(38). This enabled determination of the roles of the various
temporal lobe areas in musical processing. It was recognized
that a right temporal cortectomy impaired the use of contour
and interval information in melody discrimination, whereas a
left temporal cortectomy adversely affected only the use of
interval information. When the posterior part of the superior
temporal gyrus (a portion of the auditory area) was excised,
the processing of pitch and temporal variation was hindered.
In a study by Schmithorst et al. (38), unharmonized melodies
bilaterally activated the superior temporal gyrus to an extent
significantly greater than that associated with random tones.
During this comparative exercise, musicians had significantly
greater activation in the inferior parietal lobules and superior
frontal gyrus bilaterally. Harmonized melodies stimulated a
different activation pattern when compared to unharmonized melodies.
The former generated a significantly greater activation in the
right lingual gyrus and left inferior parietal lobule. A few
other regions such as the right fusiform gyrus, left medial
occipital gyrus, left frontal gyrus and anterior cingulate gyrus
also lit up when the subjects heard harmonized melodies.
The semantic familiarity with melodies was reflected in the
increased activation of the left inferior frontal and superior
temporal gyri in musicians. The exact role of the parietal areas
in musical processing is unknown; however auditory working memory
and visuo-auditory integration are thought to be the main musical
functions served. It is thought by some researchers that the
supramarginal gyrus in the parietal lobe is used for working
memory during melodic processing, while visuospatial processing
of harmonies is performed by the angular gyrus. The familiarity
of tunes has been traced to areas of right auditory association
cortex, together with right and left frontal cortices (41).
It would seem that these areas are involved in imagery for familiar
tunes, as evidenced by this PET scanning study. This study by
Halpern and Zatorre showed retrieval from musical semantic memory
as being mediated by structures in the right frontal lobe, which
conflicts with results from previous studies associating left
frontal areas with all semantic retrieval. The supplementary
motor area (SMA) seems to be implicated specifically in image
generation, and would seem to provide the link between musical
perception and action.
Cases of amelodia have been reported in the past. Such isolated
disorders of music perception have given researchers clues as
to the localization of musical components in the brain. For
instance, a highly trained musician suffered an ischemic injury
of the right temporal lobe, which impaired his ability to identify
the melodies of popular music pieces. He was also unable to
identify instruments being played. Thus, the right temporal
lobe is critical in the perception of melody. Incidentally,
this region is possibly responsible for "decoding environmental
sounds, discerning emotional prosody, and identifying voices"
(42).
E) RHYTHM
The rhythm of music is produced by the arrangement of notes
and silences of varying duration. Metre is the fundamental component
of rhythm, and is represented in the anterior part of the superior
temporal gyrus (43). Playing music requires the ability to maintain
an internal tempo. Such maintenance of tempo is facilitated
when the sequences of rhythm interval durations occur in ratios
of simple integers (1:2 or 1:3). These are easier to assimilate
and reproduce than rhythmic sequences with more complex meters.
It is thought that such simple ratio rhythms induce internal
clocks or neural oscillators that assist in the perception and
production of these meters. The basal ganglia and the cerebellum
are believed to play a pivotal role in timekeeping mechanisms.
Sequencing behavior is key in the production of music (43).
The early phase of sequence learning in music involves linking
individual sequential units one at a time. As musical training
progresses, the learner starts to group elements into larger
combinations or "chunks". These higher-order programs
become hierarchically structured into a regular pattern of sub-sequences
once the subject has become familiar with a piece.
Learning a sequence that is structurally complex places cognitive
demands on the brain. It is not just a matter of rote memorization.
Such learning involves executive processes, chiefly error monitoring
and motor program structuring. The timing aspects of both perceptual
and motor tasks have been found to activate regions such as
the cerebellum, supplementary motor area (SMA), premotor cortex,
basal ganglia and the parietal cortex. These areas of the brain
are richly interconnected and form a circuit in the perception-action
cycles of music production.
CONCLUSION
Music is a sensory phenomenon that elicits perceptual and emotional
responses in both the performer and the spectator. The healing
powers of music have come to light, and are slowly being integrated
into patient care. The ability to appreciate music has evolved
over the ages. What is striking are the commonalities found
between perception of speech and music with respect to rhythm
and tone. In a sense, one could say that musical ability overlaps
with the skills involved in language and mathematics. Numerous
recent studies have tried to look at human representation of
music in the brain. The neural circuits involved in music are
complex, and we have only begun to scratch at the surface of
its phenomenal intricacies. The various aspects of music map
to different areas of the brain: the semantic familiarity of
melody maps to the superior temporal gyri, harmony to the right
lingual gyrus, rhythm to the cerebellum and basal ganglia. Musical
training seems to result in a different brain representation
of music, involving a greater number of brain regions and more
complex circuits. Additional research is required to be able
to pinpoint the precise cortical areas recruited by the different
components of music. Modular models of music processing, such
as that proposed by Peretz and Coltheart, should be investigated.
It is fascinating how various music components come together,
and further study should be initiated to understand how this
multifaceted art form is produced in such a coordinated fashion.
With respect to accomplished musicians, the question arises
whether their exceptional neural circuitry is already established
at an early age, prior to the molding effect of musical training.
A further avenue for research would be exploration of the neural
circuits that fuel creativity in music. Musical forms such as
jazz and Indian classical music have improvisation within a
particular framework as an integral part of their rendition.
Such music most definitely would result in brain activation
patterns that differ from those specific to music that is played
by rote memory. Music appreciation is inherent in each one of
us; it is in medicine's best interest to integrate it as part
of a holistic approach to the chronic care of patients.
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Mamatha Bhat is a 3rd year
medical student at McGill University with a B. Sc. in Microbiology
and Immunology who enjoys singing and playing Indian classical
music on the violin in her spare time. Sharmila Udupa
is a 1st year medical student at McGill University with an avid
interest in Indian music and performing Indian classical dance.
Legal Parameters
to Medical, Ethical and Professional Responsibilities: Are Doctors
Appropriately Categorised as Fiduciaries
Scott Guy, B.A., L.L.B., Barbara Ann Hocking*, B.A., L.L.B.,
L.L.M., PhD, and Stewart Muirhead, L.L.B. (Hons.)
* To whom correspondence should be addressed:
Barbara Ann Hocking, School of Justice Studies, Faculty of Law,
Queensland University of Technology Faculty of Law, Brisbane,
Queensland, Australia, 4059; E-mail: b.hocking@qut.edu.au
INTRODUCTION
The fundamental principles of medical negligence may be constant
but the nature of these incidents is perpetually evolving. Across
the common law world there has been a largely judicially imposed
rising standard of care expected of the medical practitioner.
This paper attempts to outline the various legal requirements
and the duty owed by the medical practitioner as articulated
by law. It focuses on the new issues facing the medical profession
and asks whether a more flexible approach, one observed most
particularly in the Canadian context, and one drawing on the
concept of fiduciary obligation, might create appropriate legal
boundaries to deal with those issues.
Taking account of the so-called 'litigation crisis' in Australia
(1), our analysis examines the doctrine of fiduciary duties,
as it is presently understood, and asks whether it can be developed
to provide adequate legal boundaries to the professional and
ethical conduct of psychiatrists in particular. Special attention
is paid to the recent Australian decision of B -v- Marinovich
(2) , and the approach taken by the court in seeking to define
a fiduciary relationship between doctor and patient.
A review of comparative jurisdictions is further undertaken
to support the argument that fiduciary duties can be expanded
to create new standards in the context of medical negligence.
By way of contrast, the paper then compares the ethical considerations
arising in the legal profession in the context of their insurance
arrangements, and examines the approach taken by the courts
in defining those duties. The comparison is undertaken to demonstrate
the court's ability to formulate the principle governing the
fiduciary obligations of professionals.
FIDUCIARY DUTIES
In order to establish negligence or "fault" on the
part of a medical practitioner, a fiduciary or "special"
relationship is required to be present between doctor and patient.
English law (3) does not appear to recognise the existence of
a fiduciary relationship between doctor and patient in the same
terms, for example, as one that exists between a solicitor and
client. However, Canadian law (4) does acknowledge the existence
of a fiduciary relationship between doctor and patient, as indeed,
Canadian law has more generously accommodated the fiduciary
concept in other areas of law such as indigenous rights (5).
In Australia (6), duties of a fiduciary nature may be imposed
on a doctor, but they are confined and do not cover the entire
doctor/patient relationship. Before examining whether a fiduciary
relationship exists, the first step is to ascertain the nature
of a fiduciary relationship.
WHAT IS A FIDUCIARY?
Fiduciary relationships are referred to as relationships of
trust and confidence and typically encompass the trustee/beneficiary,
principle/agent, solicitor/client, employer/employee and company/director
relationships. In the leading High Court decision of Breen v.
Williams (7), it was held that while certain elements of the
doctor-patient relationship were fiduciary in nature, in essence,
the relationship was contractual in character, where the medical
practitioner undertakes to treat and advise the patient and
to use reasonable care in doing so (8).
DEFINING THE RELATIONSHIP OF FIDICIARY
There are three principles which indicate the existence of a
fiduciary relationship. The first principle is that of trust
and confidence. This principle reflects the fact that there
may be imbalances or inequalities of power in a relationship
and therefore, as a matter of public policy, the law seeks to
impose protective measures that are not ordinarily imposed (9).
A further aspect of a fiduciary relationship is that one party
voluntarily undertakes to act on behalf of another party. The
doctor/patient relationship satisfies this requirement because
"the patient is putting his health and his life in the
doctor's hands" (10). The ordinary meaning of "voluntary
undertaking" means an undertaking to act in the interests
of another, which would imply that one party has consented to
assume the role of a fiduciary. This consent would appear to
be implied in the "doctor-patient" relationship because
the patient has a so-called "special vulnerability".
In Breen -v- Williams (11) it was considered that there was
little difference between a relationship where there was a "voluntary
undertaking" and one in which there was a "special
vulnerability" .
As well as a "voluntary undertaking" a further aspect
of a fiduciary relationship is that the relationship is often
one that is based on an unequal distribution of power. Because
of the imbalance of power that is inherent in the doctor/patient
association, this relationship can give rise to exploitation,
which warrants protection in the form of an imposition of a
fiduciary duty (12). It has been argued that the principle of
"unequal distribution of power" cuts right to the
heart of the fiduciary concept in an attempt to identify exactly
what it is that makes the fiduciary special (13).
THE SCOPE OF THE FIDUCIARY DUTY
The scope of the fiduciary duty is often determined by the nature
of the fiduciary relationship, or the subject matter over which
the fiduciary obligations extend (14). In Canada, where the
concept has been most widely employed, fiduciary duties are
not confined to the exercise of power, which can affect the
legal interests of the beneficiary, but can extend to the beneficiary's
"human or personal interest" (15). These interests
are currently outside the protection of the law relating to
the conceptualisation of the fiduciary duty in Australia.
Like the solicitor, the doctor has to provide certainty for
problems that may be uncertain, and both professions must provide
a high standard of professional performance. The provision of
legal advice to a client is akin to the exercise by a doctor
of an independent medical judgment on the patient's behalf -
be it making a diagnosis, recommending treatment or implying
that no treatment is necessary. Clients entrust solicitors with
confidential information, and the position with the patient
is no different. It is therefore difficult to see why the scope
of the fiduciary duty owed by a doctor to a patient is restricted
to the beneficiary's legal interests, but does not extend to
personal interests. The solicitor's fiduciary obligations are
based very much on the considerations outlined above. In Re
Gibson (16), the court held that the lawyer stood in a fiduciary
relationship with the client and "should exercise professional
judgement solely for the benefit of the client" (17). Considerations
of confidence, vulnerability and the obligation that the lawyer
must act in the best interests of the client are all underpinning
factors giving rise to the fiduciary duty not only to legal
matters but to personal matters as well.
These principles represent the recognised basis upon which
fiduciary responsibilities exist. The question remains as to
whether doctors should be categorised as fiduciaries. On the
one hand, it could be argued that the doctor is not an appropriate
candidate for fiduciary liability because there is no inequality
of power between the doctor and patient. The only power the
doctor is likely to receive is from acts of consent for the
purpose of diagnosis and treatment.
However, on the other hand, it might be considered that with
doctors' specialised training and knowledge, such medical practitioners
are therefore at a particular advantage in the relationship.
Yet, while an imbalance of power may exist, a patient does have
the right of veto and can withdraw consent at any time. This
argument would appear to be insufficient to negate the imposition
of a fiduciary duty on a doctor. Support for this contention
can be gained from McLachlin J in the Canadian decision of Norberg
-v- Wynrib (18) who, when questioning whether a fiduciary relationship
existed between a doctor and patient (19), observed that the
medical practitioner, Dr Wynrib, was in a position of power
and could exercise that power in a way that affected the interests
of the patient, Ms Norberg. This position of power was accentuated
by the fact that Ms Norberg was addicted to prescription drugs.
Dr Wynrib:
had the power to advise her, to treat her, to give
her the drug or to refuse her the drug. He could unilaterally
exercise that power or discretion in a way that affected her
interests and her status as a patient rendered her vulnerable
and at his mercy, particularly in the light of her addiction
(20).
So, all the classic characteristics of a fiduciary relationship
were held to be present.
It would appear then that a fiduciary relationship is presumed
to exist between the doctor and patient. In the Australian case
of B -v- Marinovich (21), for example, Riley J highlighted the
existence of a fiduciary relationship between the psychiatrist
and patient and the duty of care owed by the psychiatrist as
a result of this relationship.
THE DUTY AND STANDARD OF CARE
Once a fiduciary relationship has been established between doctor
and patient, the law will impose on the medical practitioner
a duty to exercise reasonable care and skill in the provision
of professional advice and treatment (22). This duty covers
all of the ways in which a doctor is called upon to exercise
his or her skill and judgment (23). The duty will extend to
the examination, diagnosis and treatment of the patient and
the provision of information in an appropriate case (24).
There have been two diverging approaches to evaluating whether
a medical practitioner has fulfilled the appropriate duty or,
more particularly, standard of care. The first approach was
established in the leading case of Bolam -v- Friern Hospital
Management Committee (25). According to the Bolam principle,
so long as the conduct of the medical practitioner conformed
to accepted medical practice then he or she could not have been
considered to be negligent. The Court should not impose its
own standard of care in preference to that of accepted medical
opinion. As the House of Lords held in Bolam (26), "in
short the law imposes the duty of care; but the standard of
care is a matter of medical judgment."
However, later cases have tended to reject this view. The
appropriate standard of care, which is to be exercised by the
medical practitioner, is one that is to be decided, independently,
by the Court and not be reference to medical opinion. For example,
the United States Supreme Court has held that it is the responsibility
of the Court to decide if the medical practitioner has fulfilled
his or her duty to warn patients of the risks when undergoing
medical treatment (27). A similar position has been adopted
in Canada where it is the Court, and not the medical profession,
that decides the extent to which the risks involved in medical
treatment have been adequately disclosed (28).
The High Court has followed this approach in the leading decision
of Rogers -v- Whitaker (29). Mason CJ held that when deciding
whether a doctor has been negligent, reference needed to be
made to legal principles, as well as accepted professional practice.
Thus, it was the responsibility of jurors and the Court to use
their own common sense when determining if a medical practitioner
had been negligent, as opposed to relying on a medical "expert"
(30).
This latter method enables the courts to take a more interventionist
and active approach in deciding issues of medical negligence.
The judge has greater freedom to scrutinise the reasoning behind
an expert opinion, in much the same way as judges undertake
this task in other areas of professional negligence such as
in solicitors' negligence cases (31). Outside the context of
medical negligence, the courts have had no difficulty with the
notion that commonly adopted practices may themselves be negligent
(32).
LIABILITY IN THE MEDICAL FIELD
THE MARINOVICH CASE IN AUSTRALIA
The case of B -v- Marinovich (33), heard before Riley J of the
Northern Territory Supreme Court, reflects the more independent
position Australian courts have taken when deciding issues of
medical negligence. In Marinovich the defendant psychiatrist
was found negligent for failing to warn a patient of the addictive
nature of certain tranquilliser and anti-depressant medications.
The plaintiff's reliance on the medication fostered a relationship
of dependence with the psychiatrist, which later led to sexual
intercourse. The plaintiff also experienced serious withdrawal
symptoms when she had completed the course of medication. The
plaintiff claimed that on frequent occasions she had asked her
psychiatrist whether there were any side effects associated
with taking the prescribed drugs and whether the drugs were
addictive. The defendant assured her that no side effects would
be experienced and that the warnings of drug dependence, which
were found on the labels of the medications, were placed there
by the manufacturers to "protect themselves". The
plaintiff later sued the psychiatrist for medical negligence.
THE FINDING IN B -V- MARINOVICH
The Court found that the psychiatrist did not inform the plaintiff
of the side effects and dangers associated with the drug regime
he prescribed. The plaintiff was not informed of the true nature
of the drugs. She was not told of the ways in which the medication
was psychologically and physiologically addictive. The patient
was not given the opportunity to consider and choose a different
approach. The judge considered that had the plaintiff been so
advised, she would have chosen a different course of treatment.
The medical evidence showed that there was an alternative and
preferable course of treatment, which was accepted by the judge.
Further, the Court held that the doctor encouraged the growing
dependence of the patient by adopting the regime of pharmacological
treatment and by fostering an inappropriately close personal
relationship with his patient. The Court was of the view that,
because of the doctor/patient relationship that existed between
the two parties, a duty of care was cast on the defendant to
inform the plaintiff of the risks involved in taking the prescribed
medication.
The law therefore recognises that a doctor has a duty to warn
a patient of the risks inherent in a proposed treatment. This
duty is known as the doctrine of "informed consent".
The medical profession should warn the patient of all "material"
risks involved in a course of treatment. A material risk, according
to the Australian High Court in Rogers -v- Whitaker, is one
that a reasonable person, in the patient's position, would attach
significance to. The decision in Marinovich suggests that it
is the responsibility of the Court to reach an independent view,
as to what constitutes a "material" risk, and not
rely on accepted medical opinion.
The House of Lords, however, in the Bolam decision, appeared
to leave the determination of a legal duty to inform of a "material"
risk to the judgment of doctors. Yet this decision is subject
to criticism. The question of to what extent a patient should
be warned before consenting cannot be answered by reference
exclusively to medical practice, as the patient has a right
to be informed of inherent risks. In short, the medical profession
cannot be a judge in its own cause. This criticism was reflected
in Lord Scarman's dissenting judgement in Bolam. His Lordship
concluded that there was room in English law for a legal duty
to warn a patient of the risks inherent in a proposed treatment:
should such a duty exist, its proper legal place could be considered
as an aspect of the duty of care owed by the doctor to his patient.
RECENT CASE LAW ON THE STANDARD OF CARE
However, recent cases have suggested that there are situations
where the courts will have regard to medical practice when determining
the relevant standard of care. For example, the courts have
tended to adopt a more lenient standard of care when considering
the situation of elective surgery. A New South Wales Court of
Appeal decision (34) indicates that the Court will, in fact,
refer to current medical practices when adjudicating on whether
a medical practitioner has satisfied the relevant standard of
care when undertaking elective procedures. For example, in Tan
-v- Benkovic (35), the Court held that:
The medical profession is best positioned to set its own standards
as to appropriate professional practices in regard to what some
would regard as elective procedures paid for later…Courts
should not rush into areas in which subjective professional
judgements predominate… (36)
In Tan -v- Benkovic the plaintiff sued the defendant because
of "tightness, facial asymmetry and lines on her lips"
(37) following plastic surgery. The defendant surgeon promised
the plaintiff that the operation would make her look "twenty
years younger" (38). In determining whether there was a
breach of duty, the New South Wales Court of Appeal (39) questioned
whether there was a "contumelious disregard of a doctor's
duty to provide adequate care" (40). It was held that the
defendant surgeon's "inducements and blandishments"
did not amount to a "disregard for the doctor-plaintiff
relationship" (41).
In the Tan case, the Court of Appeal appeared to assume a
more lenient standard of care than the one adopted in Marinovich's
case. It was held that Rogers -v- Whitaker did not require the
surgeon to inform the plaintiff of all risks associated with
the proposed operation. Further, while the plaintiff was undoubtedly
"upset, vexed and depressed about the determinantal side-effects
of the operation" (42) this did not amount to a breach
of the doctor's standard of care. A similar approach was again
adopted by the New South Wales Court of Appeal in Hunter Area
South -v- Marchlewski (43).
On the other hand, the later decision of Presland -v- Hunter
Area Health Service (44) has again highlighted the independent
role of the Court in determining the appropriate standard of
care without regard to medical practice or convention. The decision
would appear to confirm the approach in Marinovich. In Presland,
the defendant medical service discharged the plaintiff from
its care since it was believed that the patient was not suffering
any mental or psychiatric disorder. The plaintiff subsequent
killed his brother's fiancée. The plaintiff was found
to be suffering from psychosis. The New South Wales Court of
Appeal held that the Hunter Area Health Service should have
diagnosed the plaintiff's mental illness and reasonably foreseen
that physical injury would have resulted following his discharge
from the health service. The decision again emphasised the important
role the Court will play in determining whether the defendant
satisfied the relevant standard of care.
THE DUTY TO WARN OF RISKS INVOLVED IN TREATMENT
This raises the further concern as to how much information the
doctor is required to impart to his or her patient? It is arguable
that the medical practitioner is in the best position to assess
what information a patient should receive. In view of both Rogers
-v- Whitaker and B -v- Marinovich, it appears that a higher,
or more exacting, duty is imposed upon a medical practitioner
under Australian law to inform the patient of a material risk,
as compared to the approach of English law.
Criticism, however, has been raised in relation to the medical
profession's ability to communicate effectively and to warn
patients of the risks involved in treatment. A paper delivered
at the 4th annual conference of the Australian Institute of
Health, Law and Ethics in July 1999 recorded that there were
a number of perceived communication limitations pervasive in
the medical profession and concluded that:
to communicate effectively; to act promptly to protect
patients from poor practice; to be open about risks and variations
in performance; and to admit to the errors that they are an
everyday occurrence in judgment-based clinical decision-making
(45).
With the imposition of a higher but undefined standard of care
requiring medical practitioners to warn of every conceivable
risk in a procedure, the question needs to be raised as to whether
this will lead towards defensive medicine. Professor Jones (46)
considers that this argument flies in the face of common sense
and experience, which suggests that private sector defendants
(solicitors, accountants, surveyors, etc) would need a sharp
prod from the law of tort in order to achieve acceptable levels
of competence. Jones's view has been reinforced by the recent
House of Lords decision in Arthur J S Hall -v- Simons (47) where
the Court conducted a thorough review of arguments for and against
the abolition of advocates' immunity. One such argument in favour
of retaining immunity was that advocates were more likely to
act defensively, to the detriment of the overriding duty owed
to the court in favour of their own position. That argument
could not be supported as there was no evidence to suggest that
advocates would act defensively contrary to their duties owed
to the court and client.
CONCLUSION
The legal boundaries to the ethical standards in the legal profession
are found in a fiduciary relationship, which encompasses every
aspect of the lawyer-client relationship. That duty is particularly
high, and understandably so, where the relationship is underpinned
by one of trust and confidence. It has long been accepted that
the lawyer-client relationship is a fiduciary one, principally
to protect beneficiaries' fiduciary interests. Because the medical
practitioner rarely has financial dealings with a patient, the
courts have traditionally limited the scope of fiduciary relationship
away from 'personal interests'. But with the rising standard
expected of all professionals, especially so with medical practitioners,
why should the fiduciary duty be limited? It is surely a relationship
of trust and confidence, even within the constraints of the
limited time that doctors are able to spend with patients. There
may be fiduciary difficulties - for example, the situation of
a white doctor and Aboriginal patient in both remote and urban
parts of Australia - but this points to the need for greater
awareness and enhanced training to deal with different patients.
This paper has explored the indicia giving rise to a fiduciary
duty and now suggests that these concepts can be developed in
the Australian common law to produce a new standard for cases
such as B -v- Marinovich. The principle of fiduciary duties,
as developed in Marinovich's case, also has implications for
such increasingly important issues as access to medical records,
and the use of a patient's genetic information. These concerns
will be the focus of attention in our second, related paper
REFERENCES
1. Chief Justice Paul de Jersey "Recent Developments in
Australian Negligence Law: Implications for the Insurance Industry",
Insurance Council of Australia State Conference, Sheraton Hotel,
Brisbane, May 23, 2003, 5. De Jersey notes the "increasingly
plaintiff-friendly state in which negligence law is finding
itself". His Honour points to the resultant 22 percent
rise in insurance premiums in the 2001-2002 financial year:
de Jersey, Insurance Council of Australia State Conference,
Sheraton Hotel, Brisbane, May 23, 2003, 5. He supports the recommendations
in the Federal Government's so-called "Ipp Report"
which calls for a tightening of the law of negligence, in favour
of defendants and away from plaintiffs.
2. (1999) NTSC 127.
3 Sidaway -v- Bethlem Royal Hospital Governors, per Lord Scarman,
(1985) 1 AC 871.
4. Norberg -v- Wynrib (1992) DLR 4th 449 per McLachlin J.
5. See Dorsett, S., 'Aspassin v The Queen in Right of Canada:
Re-examining the Source of the Crown's Fiduciary Obligation
to Indigenous Peoples' Aboriginal Law Bulletin, 78: 7, 1996.
6. Breen -v- Williams (1995-1996) per Dawson and Toohey JJ.
7. Breen -v- Williams (1995-1996) HCA 186 CLR 71 at 89.
8 Breen -v- Williams (1995-1996) HCA 186 CLR 71 at 89.
9 See Mabo -v- Queensland (No 2)(1992) 175 CLR 1 at 203. See
also the imposition of a fiduciary duty in cases of mistaken
payment of money: Chase Manhattan Bank -v- Israel-British Bank
(1981) 1 CH 105.
10 Sidaway -v- Board of Governors of Bethlem Royal Hospital
(1985) 1 AC 871 per Lord Scarman.
11. Breen -v- Williams (1995-1996) HCA 186 CLR 71 per Gummow
J.
12. This was considered by the final report of the Taskforce
on Sexual Abuse of Patients (25 November 1991) p11.
13. Paul Michalik, "Doctors' Fiduciary Duties" , Journal
of Law and Medicine, 6: 172; 1998.
14. Breen -v- Williams (1996) 186 CLR 71 per Brennan CJ at p82.
15. Frame -v- Smith (187) 42 DLR(4th) 81 at 104, per Wilson.
J, and other non-pecuniary interests.
16. Re Gibson 369 NW 2d 466 (1985).
17. Re Gibson 369 NW 2d 466 at 476 (1985).
18. Norberg -v- Wynrib (1992) 92 DLR (4th) 449 at 499.
19. Norberg -v- Wynrib (1992) 92 DLR (4th) 449 at 499. In Canada,
the law of fiduciary duties is more highly developed in the
area of indigenous rights.
20. Norberg v. Wynrib (1992) 92 DLR (4th) 449 at 499.
21 (1999) NTSC 127.
22. Rogers -v- Whitaker (1992) 175 CLR per Mason CJ.
23 Sidaway -v- Governors of Bethlem Royal Hospital (1985) AC
877 at 893, per Lord Diplock.
24. Gover -v- South Australia (1985) 39 SASR 543, at 551.
25. Bolam -v- Friern Hopsital Management Committee (1957) 1
WLR 582 at 586.
26. Molam -v- Friern Hospital Management Committee (1957) 1
WLR 582 at 586.
27. Canterbury -v- Spence (18) (1972) 464 F2d 772.
28. Reibl -v- Hughes (3) (1980) 114 DLR (3d) at 13.
29. (1992) 175 CLR 479.
30. Naxakis -v- Western General Hospital (1999) HCA 22; see
also Rosenberg -v- Percival (2001) HCA 18 (5 April 2001).
31. Barbara Hocking and Stewart Muirhead "Warning, Warning,
Warning - All Doctors!", PN, 16: 31; 2000.
32. Edward Wong Finance Co Limited -v- Johnson, Stokes &
Masters (1984) AC 296.
33. (1999) NTSC 127.
34. See Tan -v- Benkovic (2000) NSWCA 295 .
35. (2000) NSWCA 295.
36. (2000) NSWCA 295 at para. [31].
37 (2000) NSWCA 295 at para. [12].
38. (2000) NSWCA 295 at para. [6].
39. This test was also adopted in Droga v. Coluzzi (2000) NSWCA
1081; Blackwell v. AAA (1997) 1 VR 182 and Grincelis -v-House
(2000) 201 CLR 321.
40. (2000) NSWCA 295 at para. [7].
41. (2000) NSWCA 295 at para. [47].
42. (2000) NSWCA 295 at para. [31].
43. (2000) 51 NSWLR 268.
44. (2003) NSWSC 754.
45. See Jones, M "Fault, Negligence and the Standard of
Care: A Conceptual Enquiry into Medical Critiques of Medical
Litigation", Journal of Law and Medicine, (8): 68; 1999.
46. Jones M: "Liability for Psychiatric Patients: Setting
the Boundaries", PN, 16: 45; 2000.
47. (1999) 3 WLR 873 per Lord Hoffman.
Dr. Barbara Hocking BA,
LLB, LLM, PhD is a senior lecturer in the Faculty of Law of
Queensland University of Technology in Brisbane, Australia.
Stewart Muirhead LLB, is Master of Laws candidate
at Queensland University of Technology in Brisbane, Australia.
Scott Guy BA, LLB, is a PhD candidate at Queensland
University of Technology in Brisbane, Australia.
Dansei Konenki:
Narratives of Male Menopause in Contemporary Japan
Tomoko Sakai, B.Sc. *
* To whom correspondence should be addressed:
1727 Waverley Street, Palo Alto, CA 94301. E-mail: daybyday03@yahoo.co.jp
ABSTRACT Previous research has focused
on cross-cultural comparisons of illnesses, such as depression
and senile dementia, though few have studied the actual
processes by which these illness categories become separated
from their roots and adopted in a different locale; in
anthropological terms, their "indigenization."
Through anthropological fieldwork conducted from June
to September of 2003, this paper explores how dansei konenki,
or male menopause, has found a niche in contemporary Japan,
as well as the defining features of the country that may
explain this phenomenon. Based on this research, I argue
that the indigenization of dansei konenki embodies a particular
sociohistorical moment in Japan-namely, that of the long-running
economic decline in recent years. |
INTRODUCTION
Dansei konenki, a literal translation of the English term "male
menopause," may be a term that is not familiar to many
readers. The phrase might invoke an obscure, eccentric illness
that only exists in exotic, non-western countries. On the contrary,
male menopause-a paradoxical term in itself-is a strictly biomedical
illness category, originating in the West (a). While it has
never become well known in America, the country where it was
codified, it has become a very well-known disease in Japan.
Intriguingly, the term has not successfully laid its roots in
its place of origin, but has somehow found its appeal in contemporary
Japan.
In the summer of 2002, I conducted archival and ethnographic
research on the scientific construction and lived experience
of dansei konenki in Japan. During this period, I interviewed
several clinicians who specialize in treating dansei konenki,
as well as patients afflicted with the disease. In addition,
I conducted participant observation at one clinic, which specializes
in the treatment of this disorder, and in the homes and work
environments of several patients-one of whom I document in this
paper. Through the analyses of these data, I argue that the
indigenization of dansei konenki has been fueled by and is contingent
upon a particular socio-historic moment in Japan. A movement
embodied by an extended economic recession, and multitudinous
shifts in family values, work ethics, and gender roles that
the economic decline has induced in Japanese society over the
past decade.
Interestingly, this illness category has become largely divorced
from its roots and taken on a distinctly different set of meanings
and definitions-both in the medical community and the larger
society-that reverberate within the specific context of contemporary
Japan. A process frequently referred to as the localization,
or indigenization of an illness category in recent anthropological
literature, it is manifested in multiple layers in Japanese
society: first, the western, biomedical concept of dansei konenki
is grafted onto local knowledge about health and the male body,
and is subsequently transformed. For example, leading Japanese
physicians involved in the treatment of this condition contend
that a decrease in testosterone levels leads to an imbalance
in the autonomic nervous system (b), triggering chronic fatigue,
shortness of breath, and bad peripheral circulation; and that
obesity and smoking can negatively affect the circulating levels
of the hormone. In contrast to the overwhelming emphasis placed
on male sexuality and its decline in the western discourse of
male menopause (c), its indigenized counterpart in contemporary
Japan embodies distinctly different theories of causation and
physical manifestations.
The economic decline has proven to be a powerful force in
reshaping important social values in the everyday lives of the
Japanese-middle age men in particular-such as family values,
work ethics, traditional corporate structures, and gender categories.
As the illness narrative of Yoshiharu Sakaguchi, a patient diagnosed
with dansei konenki will show, the drastic effects of the dragging
recession on middle to old-age men-such as large-scale layoffs
and major transformations in the traditional structure of companies-all
signify an increasingly hostile and insecure environment for
this particular population. Yoshiharu Sakaguchi is an executive
of a multi-national trading company and the head of the Toyama
branch. He was diagnosed with konenki while preparing for early
retirement, after the company decided to close the Toyama (d)
branch due to budget restraints. His narrative depicts the increasing
difficulties that the creators of the current economic prosperity
confront today-and accordingly, the diagnosis of konenki has
added onto those distresses. For example, concurrent with the
mild social stigma of being a "workaholic" who has
neglected fatherly duties, which are becoming idealized as male
virtues, the diagnosis also symbolizes a deprivation of masculinity
for Yoshiharu Sakaguchi. Thus, dansei konenki in contemporary
Japan has taken on meanings that reflect the multitude of changes
and its effects that have resulted from this particular socio-economic
context.
THEORETICAL RELEVANCE
Much of medical anthropological literature has focused on instances
where biomedical illness categories come in contact with non-western
locales. While some works have focused on biomedical illness
categories that face substantial resistance for public acceptance
in non-western contexts, others document the acceptance and
subsequent indigenization of biomedical illnesses.
In No Aging in India: Alzheimer's, the Bad Family, and Other
Modern Things (1), for example, Lawrence Cohen tackles the puzzling
observation of how Alzheimer's in India is largely denied to
exist. Simply put, in contrast to the U.S., where the pathologies
of old age can be predominantly discussed as an unemotional
and isolated medical issue, Cohen found the discourse of senility
and aging in India to be intensely moral, emotional and cultural.
These discrepancies, Cohen argues, may explain the apparent
difficulty that Indians have in acknowledging Alzheimer's and
senile dementia as a disorder that afflicts their own people,
where the elderly are well-cared for and very much part of the
traditional Indian joint family.
Conversely, the ethnography written by Paul Farmer looks at
instances where biomedical illness categories with a western
origin are taken up by non-western locales and are subsequently
indigenized; similar to the case of male menopause in contemporary
Japan. Paul Farmer's 1993 text, AIDS and Accusation: Haiti and
the Geography of Blame documents how, as the AIDS pandemic spread
in Haiti-most probably by the increased contacts between Haitian
sex-workers and gay tourists in the early 1980's - local meanings,
as well as theories of causation and agency were grafted onto
the biomedical definition of AIDS (2). In spite of efforts to
educate the public about the scientific explanation and the
prevention methods of AIDS, the majority of the destitute population
attributed theories of voodoo curses, Haitian black magic, and
white American racism to this illness in desperate attempts
to assign blame and find a cure.
Like Farmer's work, the study of dansei konenki in contemporary
Japan addresses the same issues of the adoption, transformation,
and subsequent indigenization of an illness category with its
roots in the West. However, the uniqueness of this case study
lies in the fact that male menopause has become much more rapidly
and readily acknowledged as a sound, biomedical illness in Japan,
in contrast to the western countries where it was initially
codified. In other words, this paper expands the analytic framework
of Farmer by looking at the indigenization of a biomedical illness
that has yet to be commonly recognized by the larger societies
in the West.
ETHNOGRAPHY OF ISHINKAI UROLOGY CLINIC
The observation of clinical encounters at Ishinkai Urology Clinic
exemplifies how dansei konenki, as a new illness category, is
diagnosed, represented, and treated in ways which are clearly
not straight imports from the western biomedical discourse of
this disease, where its concept originated. For example, Dr.
Hiromi Yokoyama, the director of the clinic, and leading expert
on the diagnosis and treatment of dansei konenki, uses an original
questionnaire as his primary diagnostic tool, which patients
fill out during each visit, along with a thorough medical examination,
including the measurement of circulating testosterone levels.
It is divided into three sections: psychological/autonomic nervous
symptoms, masculinity check, and symptoms of the urinary organs.
Category 1 enlists criteria such as anxiety, irritability, fatigue,
depressive mood, insomnia, and hot flashes; category 2 lists
the frequency of sex and sexual desires, and category 3 asks
about the frequency and uncomfortable symptoms accompanying
urination. The patient ranks each diagnostic criterion from
0-3, indicating the degree of severity he is experiencing.
Additionally, in contrast to defining dansei konenki as simply
a consequence of declining testosterone levels, as is customary
in the United States, Japanese doctors have formulated their
own diagnostic requirements for this new illness category: a
conspicuous example of an illness category that is re-invented
in the local environment. Dr.Yokoyama notes that the myriad
of symptoms patients exhibit, such as hot flashes, headaches,
chronic fatigue, and lack of sexual appetite, are caused by
jiritsushinkei shicchoushou (autonomic imbalance). Additionally,
they must follow a cycle of ebbs and flows: if any one symptom
persists, then it is not caused by menopause.
As for testosterone levels, his theory holds that the large
difference between circulating free testosterone levels before
and after a man enters his middle age (e) is what characterizes
male menopause. Hence, rather than setting an absolute standard
of hormone levels to distinguish normal from abnormal ranges
- one of the principal tenets of biomedicine - diagnostic standards
are set differently for each individual. Thus, there are no
strict diagnostic cutoffs for what is considered to be a physiologically
normal or abnormal level of testosterone (f). Many times, Dr.Yokoyama
will let the patient decide on the dosage of testosterone administration,
according to his subjective discretion.
Another physician pioneering the treatment of dansei konenki
in Japan has his own set of standards for diagnosing the illness.
A well-known cardiovascular specialist, Dr. Fuminobu Ishikura
of Osaka University Medical School defines dansei konenki as
a comprehensive term incorporating erectile dysfunction, cardiovascular
abnormalities, and clinical depression (3). Interestingly, these
two physicians come from two distinct backgrounds of medicine-Dr.Yokoyama
from urology and prostate diseases, and Dr. Ishikura from the
cardiovascular system. Thus, both doctors accommodate specific
knowledge about their specialties to construct an illness category
that fits their own definition of male menopause (g).
Treatment methods have also undergone significant indigenization
and appropriation, formulated to reverberate within local contexts.
The most prominent example is Dr.Yokoyama's three main methods
of treatment which he almost always combines for any patient
- Testosterone replacement therapy (TRT), kanpo (h), and counseling
- in contrast to the standard Western treatment which is solely
confined to hormone injections. Only in cases of severe clinical
depression, will he refer his patients to a psychiatrist. Dr.
Yokoyama also uses supplements such as fukoidan (i), a type
of dietary fiber extracted from seaweed, as part of his treatment
methods. Dr. Ishikura, on the other hand, asks the first-time
patient to complete a comprehensive questionnaire used in diagnosing
clinical depression, and requires a session of relaxation methods,
more commonly known as jiritushinkei kunren hou, or training
of the autonomic nervous system, in addition to drug prescription
and psychological counseling.
Other means of the local indigenization of dansei konenki
are manifested in Dr.Yokoyama's numerous articles and publications.
In one article entitled "Male menopause, Female Menopause"
he wrote for Anatani E-ru (An Eire to You) (4), a monthly subscription
magazine targeted for reader audiences in their 50's. Its pages
are devoted to discussing certain kinds of food that are effective
in alleviating male and/or female menopausal symptoms, as well
as certain personalities and professions in which there is a
high or low incidence of patients with konenki. The idea of
food as medicine, an emphasis on harmony, balance, and equilibrium
promoting an optimal state of being are characteristic of traditionally
East Asian concepts of health. In terms of daily diet, Dr.Yokoyama
encourages readers to eat "sticky/slimy" food, such
as fermented soybeans, a relative of the taro root, and okra,
all of which supposedly have properties that "balance hormone
levels, repair prostate and other male functions." Beer
is discouraged because one of its main ingredients, hop, contains
estrogen-like compounds (4).
Personality-wise, men with "a strong sense of responsibility,
a keen sense of competition who are punctual, impatient, and
always hungry for success" will have a stronger tendency
to develop menopausal symptoms compared to those who are "stable
in their mental states, and maintain [their] own pace of life,
unaffected by the environment." These translate into vulnerable
professions - those that use the brain more than the body -
such as corporate workers, company executives, and those who
do a lot of deskwork. By contrast, gym teachers, military personnel,
and construction site workers have a lower incidence of dansei
konenki (4).
With initial research beginning in the U.S. in the 1940's
(5), the possibility that men may experience menopausal symptoms,
and the use of the term as diagnostic, was first introduced
to Japanese medical professionals at symposia held by prestigious
academic institutions, such as the General Assembly of the Japan
Medical Congress and the Japanese Urology Association. However,
physicians involved in the treatment of konenki today claim
that it received very little attention or understanding back
then. Since then, the concept has gradually gained attention
and acceptance from both the medical community as well as the
general public - closely following the economic downfall which
has resulted in socially significant events such as massive
salary and job cuts among middle-age workers. By 2003, the institutions
named above were seen to give much attention to the subject,
and acknowledged the need for a collective effort to further
new studies and reach an agreement about a standard definition,
diagnosis, and treatment for this emerging illness category.
Today, several university and public medical centers, such as
St.Marianna Medical University and Tokyo Women's Medical University,
have founded Departments of Andrology, holding outpatient hours
specifically for dansei konenki.
According to one study, a random survey of 90 men between
the ages 45 and 60, using a questionnaire and interview, revealed
that roughly 20-40% identified with the major symptoms associated
with konenki (3). One of the pioneers in the diagnosis and treatment
of dansei konenki, the Department of Urology at Kansai Medical
University has also reported that it had diagnosed approximately
150 patients with the disorder-roughly 90 of whom are currently
receiving testosterone replacement therapy-since it founded
its outpatient clinic in January 2002 (2). Unfortunately however,
large-scale, formal studies investigating the general incidence
of dansei konenki, as well as the precise number of physicians
or medical facilities which treat the condition in Japan today
have yet to be conducted. The lack of an agreement on the specifics
of the disorder, including its diagnosis and treatment by the
Japanese medical community, lies at the root of the problem,
and efforts to expedite the formulation of standard concepts
regarding this novel illness category is much needed.
Participant-observations at Ishinkai Urology Clinic suggest
that dansei konenki, as an indigenized illness category in contemporary
Japan, has also taken on a socially significant function: the
category serves to restore the social functionality of the patient,
hence contributing to the recovery of the function of his family,
his company, and the dire economic climate of the society. This
stands in stark contrast to the general representation of male
menopause in the U.S., where the discussion is heavily centered
around issues of sexuality. Indeed, many American physicians
contend that male menopause is simply another way of describing
sexual/erectile dysfunction in middle-age men (3).
The rapid rise in the number of male patients who are visiting
konenki outpatient clinics today, reflects the collective need
for such an illness category in the particular socio-economic
climate of contemporary Japan. The prolonged economic recession
and decline starting from the early 1990's signified the demise
of old corporate rules, such as shushin koyou, guaranteed lifetime
employment, and nenko joretsu, a system closely following the
ingrained ideas of East Asian filial piety, whereby one's position
in the company directly reflects the years of service to the
organization. Once the trademarks of Japanese corporations,
shushin koyou and nenko joretsu both contributed to the illusion
of a man's company seeming like his alternative family. The
rapid demise of old corporate models have deprived men of their
job security, which was once guaranteed, inducing notions of
fear, instability, and anxiety as the burden of supporting his
family continues to fall on his shoulders (6). The driving force
behind the indigenization of dansei konenki, the need to give
a voice to and contribute to the restoration of the man's social
functionality, becomes understandable under this particular
socio-economic context.
YOSHIHARU SAKAGUCHI
The following illness narrative of a 55 year old patient, illustrates
how the indigenized illness category of dansei konenki has been
fueled by, and is contingent upon a particular socio-economic
moment in Japan, embodied by an extended economic recession
and the paradigmatic shifts in family values, work ethics, and
gender roles that it has induced over the past decade. Yoshiharu
Sakaguchi had just received an order from the headquarters of
his company to return to Tokyo after July, when the Toyama branch
was scheduled to close due to radical budget cuts.
The long-term recession has also induced major structural
changes that have marked a transition from the traditional to
the new, "American" economic model. During the period
of rapid economic growth in the 1970's, admission to a prestigious
university, through a competitive entrance exam, secured one's
position on the elite track. In turn, a good university name
guaranteed a job in a good company, which lead to lifetime employment,
or shushin koyou (j). Under this system, one's company essentially
became an alternative family, where individuals worked with
a sense of security and interdependency with one another. After
the downward spiraling of the economy in the early 1990's and
subsequent demise of this corporate model, men were suddenly
facing an age of insecurity, where lay-offs became common, and
finding a new job was extraordinarily difficult for middle-age
men. This especially held true for individuals who had administrative
positions and lacked specific marketable skills and knowledge
needed for re-employment (6).
Mr. Sakaguchi suffers from a typical set of symptoms said
to accompany dansei konenki: a bad case of insomnia, night sweats
and hot flashes during the day, mild depression, chronic fatigue,
and prostate problems, and is currently receiving testosterone
injections. Mr. Sakaguchi says he was primarily relieved when
everything could be finally explained and treated, although
the reaction contained inherent mixed emotions. Like many patients,
the diagnosis of konenki fixes the idea of a new-found anxiety
by signifying a rapid and irreversible degeneration of the masculine
body to the patient.
Through the process of treating his condition, Mr. Sakaguchi
and his wife both acknowledge the re-establishment of a mutual
understanding and new-found appreciation for each other: an
instance of a favorable role that konenki has played in his
life. Thus, the reverberations of this indigenized illness in
the life of Mr. Sakaguchi are pluraistic and exist in constant
tension with one another-unlike many one-sided theories written
on the effects of indigenized biomedical diseases. The diagnosis
of dansei konenki seemed to have enhanced both the quantity
and quality of communication between the Sakaguchis compared
to the earlier years of their marriage, when Mr. Sakaguchi was
much more reticent and stoic-minded.
Indeed, their experience points to another change, induced
by the demise of the old economic paradigm, that the current
konenki generation has to face and adopt. Posters of a young
male pop star holding his new born son under the caption "We
Don't Call Men Who Don't Participate in Child-Rearing Fathers,"
plastered throughout the subway stations around Tokyo, indicates
the idealization of men as active participants of child rearing
and household duties has as another prominent feature of the
recent shifts in social values. Concurrent with this change,
there seems to be a mild social stigma for men of his generation,
for having been a "workaholic salary-man" who has
neglected fatherly duties. Thus, men like Mr. Sakaguchi are
confronting changes in the modern ideals of younger men: whereas
male virtues traditionally embraced values such as stoicism,
financial authority, and non-cooperation of household chores,
modern young men are largely expected to be open and vocal in
speaking their minds, viewing the opposite sex as equally competent
players in the work force, and taking an active role in domestic
activities.
CONCLUSION
Through the ethnographic account of a urology clinic and the
illness narrative of one patient, I have tried to illustrate
the process by which dansei konenki has become largely divorced
from its Western roots, and has taken on distinct definitions
that reverberate within the specific context of contemporary
Japan. This indigenization, I have argued, has been fueled by
and is contingent upon two key social contexts: the extended
economic recession and the major shifts in traditional corporate
structure, work ethics, family values, and gender roles that
have resulted because of this social climate.
To be sure, male menopause is a relatively minor illness in
terms of the degree to which it affects the physical and mental
health of the patient and his or her family, as do AIDS or Alzheimer's
disease. While illnesses that more ostensibly threaten the livelihood
of patients have long been the focus of medical anthropologists
writing about biomedical indigenization, a disorder like male
menopause is interesting in its own right. In future studies,
it would be of great interest and contribution to the field
to further explore the indigenization of biomedical illness
categories in traditionally non-western locales, and the socio-cultural
forces that mediate and drive this process.
REFERENCES
1. Cohen, Lawrence. No Aging in India: Alzheimer's, the Bad
Family, and Other Modern Things. 10-83; 1980.
2. Farmer, Paul. AIDS and Accusation: Haiti and the Geography
of Blame. 1-27; 1993.
3. Ishikura et al. 47th Convention, Japanese College of Cardiology.
Sept.13, 1999.
4. Yokoyama, Hiromi. Female Menopause, Male Menopause. Anatani
E-ru: 22-26; Sept. 2002.
5. Heller, C.G., and Nyers, G.B. The Male Climactic: its symptomology,
diagnosis, and treatment. JAMA 126: 472; 1944.
6. Onishi. Masami. The Dynamism of Japanese Human Resources
Strategies. 7-132 ; 1997.
Tomoko Sakai received her
B.S. degree in Biological Sciences from Stanford University
in 2003, and is currently applying to medical schools. Her research
interests include medical anthropology, bioethics, and international
medicine.
Lady Lazarus Revisited:
Reflections of a psychiatrist on the poetry and illness of Sylvia
Plath
Laszlo Varga, M.D., Ph.D.*
* To whom correspondence should be addressed:
Dr. Laszlo Varga, 208 Woodlawn Rd, Keene, Texas 76059.
Psychiatric physicians have always been attracted to study
art and mental illness and Sylvia Plath's tragic history is
an outstanding example for such an inquiry.
The current paper received inspiration by the news that a
movie has been recently completed about Sylvia Plath, and released.
Therefore it was felt that some renewed reflections about her
poetry and mental illness would be a timely effort. This paper
is not a biography, nor any attempt for a concise analysis.
Only a few selected impressions are offered here for the interested
reader with some comments about "Fate" and "Determinism"
in Plath's poetry. She suffered a very serious psychotic break
necessitating prolonged hospitalization, but her formal diagnosis
was never revealed to the public. We know that she received
26 electroconvulsive treatments which calls attention toward
schizophrenia. But her general behavior as it appears in her
biographies does not reveal this illness, though in her daily
life she had many small bizarre elements. Schizoid personality
would be one acceptable suggestion. The difficulty is buried
in our recent diagnostic classification which significantly
differ from that in 1963 at the time of Plath's suicide. Bipolar
Disorder with a severe psychotic break would be another possibility
according to our recent nomenclature, but we wish to avaoid
actual compartmentalization.
Glory and fame was not attained in her lifetime. This elevated
literary status arrived to her through the bitterest human deed:
a reproachful abandonment of herself to death. Shocking as it
may be, her suicide served as a glorification of her poetic
career, creating a certain literary fame that survives. Readers,
young and even mature poets, grouped around her memorial legacy,
paid astounded tribute to her, elevating Plath to a kind of
priestess of contemporary poetry. Ann Sexton, Marianne Moore,
and no less a literary leader than Richard Wilbur paid homage
to her poetic achievements. George Steiner (1) went so far as
to call her most demonic poem, Daddy, the Guernica of modern
poetry. Certainly, not all these idolatrous responses are appropriate,
but there can be no doubt that they signify the acceptance of
Plath's new style and manner of lyric writing: her air of peremptory
competence. In this air, created by her, reproach, disappointment
and suicide are the dominating elements in her poetry.
Looking at the treatments of mental illness, we often see
the fact that the physician is at a disadvantage to help, because
the patient is not the ally, but frequently the enemy of psychiatric
intervention. The poems of Sylvia Plath serve as a penetrating
literary example of the mental imagery of the psychotic artist,
who has opened the Pandora's Box of her inner mental world.
So, so, Herr Doktor for
So, Herr Enemy
I am your opus,
I am your valuable,
The pure gold baby
That melts to a shriek.
I turn and burn.
Do not think that I underestimate your great concern.
Ash, ash-
You poke and stir.
Flesh, bone, there is nothing there-
A cake of soap,
A wedding ring,
A gold filling.
Herr God, Herr Lucifer,
Beware
Beware.
(Lady Lazarus)
It is not as if other creative artists haven't suffered in
the stifling grip of psychiatric illness, but only Plath has
been capable of conjuring the demonic representation of her
mental imagery with such a high level of artistic richness.
One shudders or rebels at such an outpouring of hallucinatory
fervor, which shows agonizing intelligence at the border of
the unconscious, often with bone-chilling preparation for suicide
and death. At least the editors of the 1960's felt so, as one
after the other rejected Plath's manuscripts, with comments
that the intensity of her emotions over-powered form, that her
verses were "out of control", and that she was "mining
a destructive art" (3). These and similar comments reached
her from publishers during the last few months of her life,
during which she was actually forging her richest works.
The memory of her father is an ever returning image in her
poetry. His loss is an incurable wound throughout her life.
Her father figure is a central theme in Plath's poetry.
A garden of mouthings. Purple, scarlet-speckled,black
The great corollas dilate, peeling back their silks.
Their musk encroaches, circle after circle,
A well of scents almost too dense to breathe in.
Hieratical in your frock coat, maestro of the bees,
You move among the many-breasted nives,
My heart under your foot, sister of a stone.
(The Beekeeper's Daughter)
But her father, Otto Plath, an internationally known apiarist,
struggled with diabetes and, as is common with many diabetics,
he neglected his condition. His toes became gangrenous and one
of his legs had to be amputated. Plath was eight years old when
she lost her father, never fully recovering from this tragic
event.
Daddy, I have had to kill you.
You died before I had time-
Marble-heavy, a bag full of God,
Ghastly statue with one gray toe
Big as a Frisco seal.
(Daddy)
The early childhood shock is probably the breeding nidus for
her reproachful attitude throughout her life and for her suicidal
motives. Her first experimentation with suicide, hinted at in
her own poetry, dates back to her early teen years. Once she
tried to slash her wrists in a hot bath, in reminiscence of
the merciful death sentences of the classical Roman emperors.
At another time, she slashed her face with a kitchen knife,
leaving a visible scar on her left cheek. A strange indifference
to pain is noted in her poetry, surmising an almost perverted
pleasure form the immersion, as if her sufferings were the appurtenances
of a mystic purification.
In spite of her destructive obsession, Plath completed all
her schooling with honors, with the steadfast ambition and energy
of the excellent student. She always wanted to be the first
and the best and usually succeeded. Her first poems were published
when she was only twelve years old. Later, she completed her
college Summa Cum Laude. "Fame, Fame, Fame!" burned
in her imagination in neon letters. Nothing was more important
to her than looking at her name and poems in print. The flame
of her internal cauldron lighted her to be up and typing by
4 a.m. in order to complete her most important poetic incantations
before her suicide. Knowing her end was near, she wanted to
leave a completed poetic inheritance. To do so, she worked with
hallucinatory fervor.
During her college years, she was perceived by her teachers
as a pleasant, agreeable student, charming and feminine, with
youthful energy and liveliness. They did not suspect that significant
consumption of alcohol, sexual debauchery, abounding egotism
and selfishness were churning under the surface. In retrospect,
everyone who knew Plath personally noted that there was incomprehensible
and indefinable strangeness in her. Often show was observed
as overly enthusiastic, with a voluble speech peppered with
mysterious comments and more than once, she created an uncomfortable
atmosphere about herself. Heinz Lehmann, a Canadian professor
of psychiatry, writes about this uncomfortable, uneasy aura
which emanates from the behavior of the schizoid person even
during symptom-free times. Sylvia Plath was a master at creating
such disturbing situations. Yet, she always operated with superior
intelligence and baffled some of the intellectual leaders of
their time. She devoured books and knew thoroughly about everyone
important in contemporary literature, even about third-rate
writers. At a tea one afternoon in Cambridge, a little known
beginning poet, Lucas Meyers, asked her to dance. He listened
with amazement as Plath recited his newest poem, which had been
published in an obscure journal that sold only in a few dozen
copies. A friendship developed between them and they corresponded
for a long time.
Plath was a third year college student as Smith, when upon
her arrival home from New York; she was notified that she has
been rejected to take a writing class at Harvard, even though
she had submitted her prize-winning short story as proof of
her talent. She lost her emotional balance, tried to commit
suicide again and was hospitalized. Her medical records are
of confidential of course, but we do know that her condition
deteriorated and she was transferred to a closed ward. She refused
all contact with the outside world, and also refused to cooperate
with doctors and nurses. She would not accept visitors and announced
that she hated her mother. For her birthday, she received a
large bouquet of yellow roses, which she immediately threw in
the trash and announced "this is only for my funeral”
(6). The expenses of her treatment in an exclusive hospital
were covered by Mrs. Prout, a popular American novelist at that
time, who established a fellowship at Smith for talented young
women. Sylvia was one of the recipients of this scholarship.
Still, she described her benefactor in her novel as a snobbish
lesbian matron. These few examples serve only to describe the
schizoid person's sense of reality.
Plath's psychiatric hospitalization lasted almost five months,
in the same private sanatorium where Robert Lowell and Ann Sexton
were also treated for emotional indisposition. The latter was
Plath's personal friend, who also ended her life by her own
hand. While in the hospital, Eric Lindemann, Chairman of Psychiatry
at Harvard Medical School, supervised her therapy. Her biographers,
however, were not correct in saying that Plath was humiliated
or abused, because of the electroconvulsive. Nothing else helped.
She would likely have remained forever in chronic care in a
closed hospital ward, in a demented mental status, enticed by
her hallucinatory demons if she had not received treatment.
A gray wall now, clawed and bloody.
Is there no way out of the mind?
Steps at my back spiral into a well.
There are no trees or birds in this world,
There is only a sourness.
Let us recall from medical people that about 40% of the psychotic
patients do not respond to conventional anti-psychotic drugs,
and Plath belonged to this group.
Plath married the English Poet Laureat Ted Hughes after a
few weeks acquaintance. After lengthy travels throughout the
U.S. and Europe, she and Hughes settled in England.
After seven years of marriage, in 1962, the marriage deteriorated
and ended in separation. Plath's pathological and often histrionic
jealousy had an important role in this; in fact, it proved to
be a self-fulfilling prophesy. Hughes became involved with another
woman but he probably felt an ever-increasing discomfort about
his wife's theatrical exaggerations, because at the time of
the separation he announced that it was impossible to live with
Plath.
While married, Plath idealized her husband. A marriage to
Ted Hughes meant more than love and security for her: it meant
a great deal of pride, status, inspiration and future. Her husband's
alienation and unfaithfulness ripped open all her vulnerable,
narcissistic wounds.
Where apple bloom ices the night
I walk in a ring,
A groove of old faults, deep and bitter.
Love cannot come here.
A black gap discloses itself.
On the opposite lip.
A small white soul is waving, a small white maggot.
My limbs, also, have left me.
Who has dismembered us?
The dark is melting. We touch like cripples.
(Event)
Plath did not know her own role in the cooling of her husband's
emotional attachment. She did not know the burden of living
daily with a semi-psychotic person, always ready to incite a
degree of unease in her interpersonal environment. This is exactly
what Plath was most capable of doing in her private life.
The plain clinical truth is that her inspirational driving
forces stemmed from her inner wounds. In a polemic vengeance
for her lost happiness she cried out with a quotation from Virgil:
"Excoriar aliquis nostris ex ossibus ultor" (7).
It is almost banal but still significant to note that after
her suicide the publishers coveted exactly those writings which
they had rejected earlier. Suddenly, Plath became considered
to be among the most notable authors of modern American Literature,
perhaps surpassing even Emily Dickinson. However, her abandonment
of the contemporary academic style created a conflagration of
arguments about the significance of her poetry.
She fantasized that like the bird Phoenix rising from its
ashes, she too would rise again free after suicide. She believed
that afterwards she would achieve a life without inner turmoil,
leaving her demons behind. In her verses, the objects of the
outside world rapidly transcend to themes of hallucinatory projections,
only to present astonishing, but dazzlingly bizarre images to
the reader.
Out of kitchen table or chair
As if a celestial burning took
Possession of the most obtuse object -- now and then --
Thus hallowing an interval
Otherwise inconsequent
By bestowing largess, honor
One might say love.
(Black Rook in a Rainy Weather)
She led a life of self-absorption, reproaching the world,
which she perceived distortedly, through the glass of her novel
The Bell Jar. Sylvia Plath was an unusually complicated lyrical
poet in an environment which, in those days, scorned lyrical
poetry. Plath remained self-occupied, brooding over the thwarting
machinations of her inner demons, who were sending undefined,
but dangerous commands, ominously approaching.
But is it necessary to scrutinize the mental status of a poet
while analyzing her art? Is it possible to describe her poetry
as clinical? The borderline is obviously indiscernible and the
rest is almost impossible to answer. Naturally, it is not necessary
to know the details of Sylvia Plath's life in order to appreciate
her poetry. Literary work stands on its own, whether it is pure
or inflamed, sublime or vulgar, or clinical. Nevertheless, analytic
scrutiny always points to and searches for connections between
a work and its creator's life. Nothing is more interesting to
a reader than to learn the details of an author's life in connection
with the finished work. This desire is not entirely wrong, for
such an interpretation can enhance our appreciation of the poetic
craft. The verse is not purely the product of the creator's
conscious effort; it is also the product of her unconscious
motives. These details are the most exciting psychological detective
work. Plath was a confessional poet, as her biographers and
critics called her. She knew very well that she and all such
poets, are denuded before the public eye:
The peanut-crunching crowd
Shoves in to see
The big strip tease
Gentlemen, ladies,
These are my hands,
My knees.
I may be skin and bone,
Nevertheless, I am the same, identical woman.
A miracle!
That knocks me out
There is a charge
For the eyeing of my scars
For hearing of my heart
It really goes.
And there is a charge
A very large charge
For a word or a touch
Or bit of blood
(Lady Lazarus)
These lines were written after one of her suicide attempts.
During the last year of her life, her poetry rapidly matured.
Her marmoreal poetic style appeared more chiseled and elegant.
Her vituperative power bore to existence such poems as the initially
"ill famed", but now highly reputed, Daddy and Lady
Lazarus. However, her personality became less pleasant. She
expressed her opinion without inhibition (and we don't have
to explain how popular someone may be who always speaks the
truth). Now and again, she came close to another collapse.
The incomprehensible psychic powers reclaimed her. In early
1963 she suffered from restless insomnia, which she tried to
vanquish with ever-increasing sedatives. She knew too well how
to hide her troubles from her friends, and when they finally
noticed her state, it was too late. They knew nothing of her
first hospitalization and illness. It had been kept secret from
her English acquaintances.
There are unaccustomed terrains in Plath's poetry, her inspiration
rarely came from ethereal domains of the Muses, but rather from
the synclinal smelting furnace of the unconscious.
The covenants of creative work and psychotic illness arrived
to a final common path: the inherent predestination to an end,
the inevitability towards both, the ill and the artist are attracted
to each other in a magnetic stream. There is indeed an unexplained
influence in the psychotic patient within, pulling him in one
and only one possible direction. He is unable to liberate himself
- like the fruitless effort in sleep paralysis - from this irresistible
force. There is no other way; to surrender to the psychotic
delusion is an intractable necessity.
This constraint in the ill is the will in the artist. He,
too, is struggling toward the inevitable, i.e. for perfection,
for which he is willing to give away his life, just to make
sure that one verse or line or note or brush-stroke correctly
follows the others. There is a drama in this effort, pessimistic
not heroic, inherited from the classical Greeks with an unmerciful
"necessity" in our Western literary tradition. Therefore,
Plath's suicide is not viewed as an accident or disturbance
in a depressive moment, losing the Self. We respectfully disagree
with A. Alvarez's interpretation (11) that she did not really
want to commit suicide, that her act was only a planned cry
for help. Such a style of the neurotic housewives was disdainfully
undignified for her. Plath behaved at a different level of mental
functioning and we believe that she planned her suicide. She
had no other choice. She condemned herself in her poetry and
had to follow her inner laws. She was preparing for the end;
this is exactly why she worked so feverishly to complete her
work. From her manuscripts, we see that she refined and finished
two or three poems in a day or two, during the last few months
of her life. After she reaped her harvest, completed her poems
in frightful rendition, she gave herself to her demons. In Plath's
history, the demons were her reality. The conclusions waited
for her, as though at the end of a railroad track, with no deviation.
She followed her own irreversible moral laws:
The woman is perfected.
Her dead
Body wears the smile of accomplishment,
The illusion of a Greek necessity
Flows in the scrolls of her toga,
Her bare
Feet seem to be saying;
We have come so far, it is over.
(Edge)
REFERENCES
1. The Plath Celebration: A Partial Dissent, by Irvin Howe in
Sylvia Plath: The Woman and the Work, by Ed. E. Butcher, Dodd
Mead & Co. New York 1977.
2. Bitter Fame, by Ann Stevenson, Houghton Mifflin, Boston 1989.
3. Introduction in Ariel Ascending, by P. Alexander, Editor
by Harper & Row, New York 1955,
4. The Interpretation of Schizophrenia, by S. Arieti, by Basic
Books, New York 1955 (First Edition).
5. Bitter Fame (ibid.).
6. The Bell Jar, by Sylvia Plath (pseudonym of Victoria Lucas)
by Heinemann, London , 1963.
7. Virgil: Aeneid "Let someone arise from my bones as an
avenger".
8. The Journals of Sylvia Plath, by Ed. F. McCullough by Dial
Press, New York 1982.
9. Ariel, Poems by Sylvia Plath by Harpers & Row, New York
1961.
10. An Intractable Metal, by H. Wendler in Ariel Ascending (ibid.).
11. Sylvia Plath, A Memoir, by A. Avarez in Ariel Ascending
(ibid.).
Dr. Varga received his
M.D CM degree from McGill University. He was a professor of
psychiatry at Loma Linda University Medical School in California.
He is currently semi-retired, practicing neurology and psychiatry
in the Veterans Adminstration Hospital in Dallas, Texas.
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