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Review Articles
Midwifery in Canada
Gene Therapy For Adenosine Deaminase Deficiency: Successes and Limitations
Comparison of Christensen Prosthesis System with Autogenous Costochondral
Graft for Arthroplasty of Traumatic Temporomandibular Joint Dysfunction
Midwifery in Canada
Karen Born*
* To whom correspondence should be addressed: Karen Born, 346
Lytton Blvd.Toronto, Ontario M5N 1R8, Canada.
More drugs and technologies are now used in 'normal births'
in North American than anywhere else in the world. This reflects
in art the
desire to master, conquer and control nature that was present
among the colonist from the beginning (1)
Apparently the post-'60s, earth-mother garbage didn't go
out with the love beads and bell bottoms. . . . Things can
go sour at any step inthe birth process. That women continue
to risk their babies'
lives
by buying into a self-gratifying scenario which lets them spin
pretty fantasies about home births with incense burning is
pretty scary (2).
Since childbirth is a core aspect of the human experience
and a dramatic life cycle event, the practices associated
with it can become quite contentious. The protest and celebration
that accompanied the emergence
and increasingly visible role of midwives in the Canadian health
care system is understandable, considering the issues and context.
The contradictory
reactions of Canadians towards midwifery correlated with the
many fears and misconceptions about the nature of birth, as
well as the scope and
role of midwives in the entire experience, from pregnancy to
delivery and beyond. Many of these misconceptions influenced
politics and policy
makers, and entrenched oppositional view points of midwifery
through powerful lobbies and interest groups. The historical
forces and movements of the
twentieth century, however, empowered the midwife lobby to
propagate
midwifery as a viable alternative to childbirth, stirred women
to demand access to midwifery and enabled a greater acceptance
of midwifery as a practice and profession within the health
care system. Extensive
studies and inquiries in the past thirty years suggest that
midwifery may be a cost-effective, efficient alternative to
obstetric, physician
services.
Midwifery as Integrated into the Health Care System There are
growing concerns that Canada is facing a crisis in maternity
care because of looming shortages in professionals available
to provide newborn and
maternity care. The proportion of family physicians providing
obstetric services has decreased from 36% in 1982 to 18% in
2000 (3). Moreover,
due to increased lengths in postgraduate training and medical
school enrollment limits, there has been a shortage of younger
physicians, upon whom obstetrics
traditionally relies for staffing (4). Midwives, as the only
health professionals educated specifically to care for normal
childbearing and newborns, are
prepared to alleviate the burden of physician shortages in
the future. Canada's current health care reforms and visions
of complete community
health would be greatly enhanced by further integration of
midwifery into family medicine and women's health. Canada is
the last industrialized
country to formally legalize midwifes as health care practitioners.
In all other industrialized countries, with the exception of
the United States
(U.S.), most babies are delivered by professional midwifes
who are integrated into the health care system (5).
The World
Health Organization defines
a midwife as a person who is qualified to practice midwifery:
She is trained to give the necessary care and advice to women
during pregnancy, labour and the post natal period, to conduct
normal deliveries on her own responsibility, and to care for
the newly born infant.
At all times she must be able to recognize the signs of abnormal
or potentially abnormal conditions which necessitate referral
to a doctor, and to carry
out emergency measures in the absence of medical help. She
may practice in hospitals, health units or domiciliary services.
In any one of these
situations she has an important task in health education within
the family and community. In some countries, her work extends
into the fields of
gynecology, family planning or child care (6).
Midwives, as the deliverers of primary care in low risk pregnancies,
can alleviate some of the current pressures on obstetricians,
hospitals, physicians and nurses through taking on more cases,
and developing collaborative
relationships with other health care practitioners. In order
for midwifery to become a legal, cost effective, and medically-sound
practice uniformly
across Canada, legal recognition, standardization of education,
and funding would be required.
A History of Midwifery in Canada: Practice on the Periphery
The trajectory of midwifery in Canada reveals how the practice
was marginalized and regenerated due to various influences,
including the medical profession, state-imposed legal regulations
and changes in
cultural perspectives of childbirth. Midwifery was formally
legislated out of medical practice in 1895 when the parliament,
under pressure from
the physician lobby, passed a law placing childbirth under
the sole jurisdiction of physicians (7). Midwifery had been
particularly prevalent in smaller,
remote and indigenous communities, however, it became increasingly
difficult for midwives to maintain the profession's viability
due to this legislation.
Midwives left the profession in fear of legal prosecution,
and hence the technical skills and culture of midwifery was
not transmitted to the next
generation, though in some districts of Canada, the profession
of the nurse-midwife began to form to counter the decline
of traditional midwifery
(8). Furthermore, the advent of insured medicine in Canada
reinforced the abandonment of the midwife profession, due
to a lack of clients and
social support, as most Canadian women knew of no alternatives
to birth attended by a physician. The absence of formalized
midwifery-training programs, coupled with the dwindling number
of practicing midwives,
forced
this once-mainstream practice to the periphery of health
care.
Midwifery persisted during these difficult years in a few,
isolated communities because of socio-cultural, geographical
and historical factors.
Many of these communities where midwifery was practiced lacked
access to physicians and hospital facilities. This occurred
mostly in isolated
Northern and rural regions, such as Rankin Inlet in Northwest
Territories. Unlike the rest of Canada, where maternal and
infant care was and still
is under provincial legislation, midwifery was self-regulated
in these indigenous communities (7).
The marginalization of midwifery by the Canadian political
and medical mainstream was a manifestation of the aversion
towards midwifery by the Canadian health care establishment.
The Canadian Medical
Association,
as well as Provincial Colleges of Physicians and Surgeons,
opposed midwifery, citing studies deeming it inferior and
unsafe in comparison to medicine's
approach to childbirth. They strongly opposed homebirth,
which they asserted constituted an inherent, unavoidable
risk, and punitive measures were
imposed on physicians in Alberta and Ontario to deter them
from attending home births or providing backup support for
planned home births (9,11).
The Canadian Nurses Association, though not as oppositional,
was quite cautious since it perceived midwifery as encroaching
on nursing interests
and jurisdiction (7). Some Canadian nurses advocated an increased
role for nursing professionals in maternal care, citing the
U.S. model of the
nurse-midwife as being amenable to their potential role in
the Canadian system (7).
Historical currents during the World Wars slowly fostered
resurgence in interest and support for midwifery in urban
areas and in
the political arena, as groups of women organized for increased
access to midwifery,
since many male physicians were on the front (8). This small
lobby persisted and was strengthened exponentially with the
advent of feminism and advances
in perceptions of women's health. Despite the wider acceptance
of midwifery, there was no standardization of midwife training
and education in that
era. Midwifery was a private practice, remunerated directly
by the patient. Standards governing midwifery were not clearly
defined and the practice
was still considered outside of the usual legal modalities
of health care.
Acquiescing to this lobby, government commissions to investigate
midwifery were initiated in the late 1960s and 1970s in order
to determine a possible role for nurse-midwives in both urban
and rural settings. These
committees were often politically motivated, and an opportunistic
method for governments to consolidate votes and support from
women and feminists.
The Committee on Healing Arts, set up in 1966 at the advent
of universal medical care insurance in Ontario, recommended
the integration of the
nurse-midwife into the health care system (8). However, there
was significant pressure by nursing associations, which did
not wish to incorporate midwifery
into their practice. These nursing professional groups suggested
that Canada adopt the British model of midwifery as an independent
and separate
profession (8).
Societal demands for homebirth and natural births flowed
from the counter-cultural center of Canada-British Columbia-in
the 1970s. Midwifery became increasingly prevalent but was
strictly relegated to the home setting.
Midwives practicing at that time faced potential liability
as they were providing medical care and services without
formal
recognition or uniform
standards, and were thus vulnerable to the legal charge of
practicing medicine without a license (8). Subsequent high
profile trials led to
increased attention to this issue, both by medical practitioners
and the public, and fostered a number of government inquiries
into the practice.
This attention aided in the genesis of provincial midwifery
coalitions and organizations to lobby the government and
represent the position of
midwives in several provinces.
A high profile death in 1985 of an Ontario baby, delivered
at home by a midwife, brought the issue to public debate,
media attention and scrutiny (8). The Crown was supported
by medical professionals, who
blamed the midwife for the death, whereas the midwife's defense
was that the death was unavoidable. Both sides, nonetheless,
concluded
that regulation
of midwifery was needed in Ontario. The trial and subsequent
inquests evolved into a public inquiry into the state of
midwifery
in Ontario,
and was crucial to the genesis of the Midwifery Task Force
of Ontario (MTFO). The MFTO advocated the implementation
of midwifery as a self-regulating
profession with its own college, independent of both medicine
and nursing. The MTFO also recommended that midwives have
the option to practice in
the home, or in an institutional setting, and that a nursing
background should not be a prerequisite to midwifery education
(8). When this legislation
passed in Ontario in the early 1990s, and midwifery became
a service reimbursed by the government, Canada joined the
ranks of other countries that had
already accepted midwifery and integrated the practice into
their health care system (10). Government support for the
midwifery initiatives were
forthcoming for two main reasons: i) midwifery was seen as
a cost effective form of care, and ii) midwifery support
positioned governments as publicly
supporting women's issues and promoting women's rights (8).
Governments in British Columbia, Manitoba, Ontario and Quebec
followed quickly and
implemented midwifery-oriented health policy including legalization
of the profession, standardization of training and fees remunerated
through
the public, provincial insurance plan. However, Saskatchewan
and the Atlantic provinces have not legalized nor formalized
midwifery practice at this
time.
Policy and Practice of Midwifery in Canada
Despite the legalization of midwifery in some provinces,
controversy persists in the medical community about the
medical efficacy of midwife care, and there are disagreements
about who provides the least expensive
care to women with low risk pregnancy. In terms of optimal
care for low risk pregnancy and normal vaginal delivery,
studies
have shown nearly
congruent mortality and morbidity rates whether attended
by midwives or physicians (12). In a study by Janssen et
al. labour
interventions in
comparable midwife-attended homebirth births, midwife-attended
hospital births and physician-attended hospital births
were
analyzed. The study
showed that the home birth group displayed less frequent
use
of analgesia, electronic fetal monitoring, augmentation
or induction of labour, and
episiotomy, as well as fewer caesarian sections among women
in the home birth group (6.4%) compared with the midwife
hospital group (11.9%) and
the physician hospital group (18.2%) (12). Obstetricians
are trained with a surgical orientation and some have a
tendency to utilize interventional
techniques to speed up labour (12).
The majority of births are low risk and can proceed without
interventional, surgical techniques (12i). Therefore, midwives
are critical of this surgical
medical training and practice, though necessary in complicated
births, for its application in low-risk births (1). The
methodologies of teaching
birth in medical school, and the charge that students and
residents rarely witness a normal, spontaneous, unanaesthetized
birth are some of the more
extreme criticisms by midwives of the medical establishment
(1).
The midwifery lobby advocates an increased role for themselves
in natural, uncomplicated, spontaneous birth. As defined
by the Ontario Midwifery Act in 1991, "the practice of midwifery is the assessment
and monitoring of women during pregnancy, labour and the postpartum period
and of their newborn babies, the provision of care during normal pregnancy,
labour and postpartum period and the conducting of spontaneous normal
vaginal deliveries."(13) Midwife advocates assert that midwifery
training includes the ability to foresee complications
and appropriately call for physician assistance. These precautions
reduce potential problems
and encourage referral for complicated births to obstetric
specialists. The differing courses of treatment of medical and midwife
professionals
for uncomplicated birth explain the different approaches
to care and methodologies employed. The obstetrician tends to see
the patient for short checkups
preceding birth, and then will attend to the woman while
she is giving birth for short periods of time in a hospital, assisted
by nurses and
working in shifts. The midwife, however, develops a more
consultative, collaborative relationship with the woman in the weeks
leading up to birth,
coaches the woman through the duration of delivery, and
gives continued, postpartum maternal and newborn consultation.
Policy perspectives regarding cost efficiency often cite
midwifery as a less costly alternative to physician care
(11). There are a number of important variables that must
be applied to
fully balance the cost
comparisons of midwife and physician deliveries. These
include the reduced complications in midwife-attended births,
the absence of technical equipment
and drugs, and less support staff. Moreover, the midwifery
option is often advantageous from a subjective client perspective,
as their birth experiences
are generally quite positive (11). A study by Harvey et
al.
confirmed this by indicating "women experiencing low risk pregnancies were
more satisfied with care by midwives that with care provided by doctors." (14)
Physician shortages, particularly of obstetricians and
family physicians trained to provide obstetrical care, has been
a major concern to decision
makers since the mid-1990's. Many family physicians (who
traditionally delivered babies in non-urban areas) decline or withdraw
from obstetric
practice due to fears of litigation, insufficient training
or lifestyle concerns (3). The inclusion of midwives as the providers
of primary maternal
and newborn care has compensated for obstetrician and physician
shortages in rural regions.
However, midwives are not universally welcomed by obstetricians,
physicians and hospitals since midwives deal primarily
with uncomplicated cases, which siphon billings of easier,
quicker deliveries from physicians,
relegating more difficult, intense, and problematic patients
to physicians. This is known as 'cream-skimming' or 'cherry
picking.' Home birth implies
less income to hospitals, and since they require a certain
level of funds to properly care for complicated births
that
generate massive expenses
of personnel time, and resources, this is seen as a problem.
The issue of 'cream skimming' has not yet become critical
in the midwifery debate,
however, with the anticipated growth of midwifery, it will
become an increasingly contentious issue in terms of allocation
of government funds. Physicians
who deal predominantly with complex cases confront premature
personal burn-out and also reduced financial income and
billings. These are among
the main factors cited by physicians and hospital lobby
groups to oppose greater roles for midwifery. Nevertheless,
as policies evolve, there has
been more impetus to include midwives in group practices
to compensate for physician shortages and hospital overcrowding.
Trained, regulated and integrated midwives can potentially
decrease stress on family physicians and obstetricians
by attending the large number
of uncomplicated births and counseling patients on mothering
and lifestyle. Midwifery similarly addresses issues of
determinants of health and focuses
on health promotion by discussing nutrition, early breastfeeding
and child care as part of the midwife repertoire of a dynamic
patient-based approach
focusing on interpersonal relationships and continuity
of care (3).
Provincial Perspectives: Midwifery Policy in Ontario and
Alberta
Much debate, particularly between different interest groups
of health care practitioners and policymakers, has accompanied
the implementation of midwifery into the health care system.
Since each province
has autonomy
in health care, midwifery has been legalized and promoted
to different degrees, reflecting the unique social, political
and economic needs and
citizen demands of each province. A comparison of the course
of legalization of midwifery in Ontario and Alberta illustrates
how these differences
are accommodated and reflected in law. Policies of legalization
and recognition tend to address midwife-training, ranges
of responsibility, methods of
payment, degree of autonomy and relations to other health
care providers and institutions (16).
Ontario
The Ontario Midwifery Act of 1993 regulated midwifery as
an autonomous health profession, established university
programs for midwifery training,
created the regulating body of the College of Midwives
of Ontario, and additionally organized a system of provincial
financial billing for midwifery
services. This legislation established that midwives
could be the primary practitioners of care, with the responsibilities
of admission, direction
of care, and discharge, and that midwives can practice
at homes,
hospitals, or birthing centers. This option of delivery
of care validated midwifery
and allowed midwives in Ontario to become increasingly
familiar with other health professionals and participate
more actively in research, education
and policymaking regarding maternal and newborn care
(17).
The practice of midwifery is growing in Ontario. There
are three provincial universities (McMaster, Ryerson
Polytechnic and Laurentian), which offer the Ontario
Midwifery Training
Programme, a four-year
degree
including intensive clinical exposure and training. There
is also the College of Midwives, which offers the Prior
Learning
and Assessment Program.
These programmes register approximately thirty-five new
midwives each year (17). Arguably, this progressive policy
and strong government support has facilitated the remarkable
success and growth of midwifery
in Ontario, with nearly 3,800 births in 1999 attended
by midwives, and an anticipated 12,000 births in 2004
(10). The Ontario legislation is
the foundation upon which the four provinces that subsequently
legalized midwifery look to for precedent and policy
directives. Patients increasingly
demand midwifery, and midwives are anticipated to deliver
30%
of all babies in Ontario and British Columbia by 2020
(10). Physicians in some regions
have maintained strong efforts to retain their labour
and delivery caseloads, and often the admission privileges
of
midwives are
not respected (9).
These physician interests are driven by various factors
including a desire to preserve billing privileges and
delivery priority.
Midwives, however,
are entrenched as part of the health care system spectrum,
as their presence was implemented in an incremental and
organized
manner and the future
evolution of the profession is assured through policy
mechanisms facilitating greater patient choice and services.
Alberta
The legalization and inclusion of midwifery in Alberta
differs dramatically from Ontario. The legislation
granting legal recognition and professional status to midwifery
does not allocate funds,
educational initiatives or institutions for the growth
of
midwifery. The failure to
pay midwives from the provincial budget, and trivial
government support of midwifery led to a stagnation
of development, and precipitated an exodus
of trained midwives from Alberta despite recognition.
The
conservative fiscal stance of the Albertan government
illustrates the power
of government policy to facilitate or hinder shifts
in health care. The government justified
its actions by citing unnecessary competition between
practitioners and "overlapping,
nonexclusive scopes of practice" as specific criticisms
of midwifery (9). Consequently, with no provisions to ensure
that the supply of midwives
would increase through education and training, Alberta
experienced a crisis in midwifery. Widespread shortages of physicians
delivering acute primary
care, combined with the strong midwife and feminist
lobby, enabled the politicization of midwifery, with the midwife
lobby utilizing the argument
of consumer choice to galvanize the public and induce
government action in order to sustain the profession in the
province (9). Midwifery remains
politicized in Alberta, as it is currently part of
the provincial government's initiative to reduce government
health care costs through privatization
of services of choice. That policy allows Albertans
to have access to regulated midwifery and trained professionals,
however, they must remunerate
midwives directly for their services. Although women
in Alberta can no choose to have a physician or midwife for
their birth experience, only
the physician fees are fully covered by Medicare. With
midwife-attended births comprising 6.6% of all births in British
Columbia, and 4.5% in
Ontario, Alberta remains at the low rate of 1%. In
Alberta, the midwife-attended births occur mainly in the home
and are only available to women who can
afford this service. This discrepancy is directly attributed
to a lack of government funds (18). This illustrates the decisiveness
and impact
of government support and policy, and how inclusion
of midwifery services in the health care system facilitates
greater access for women who choose
such services.
Midwifery and the Future of Health Care in Canada
Midwifery is becoming increasingly important to future
visions of health care in Canada, and is a strong
political tool and issue to garner public interest and
support. Despite its political salience, midwifery
as a health care service and alternative to physician-assisted
birth has garnered support for practical purposes
so that the
challenges and shortages
of maternal care can be remedied by further integrating
midwifery
into the changing health care system as a cost
effective, medically sound alternative
to physician delivery. According to Monique Begin,
the former Minister of Health and Welfare, the
health care system must evolve to create health
care providers who will be able to operate in the
dynamic system of the future (19). This system must be
increasingly responsive to patient needs,
and linkages need to be forged between the various
participants in the health care world, between
traditional medicine, health
promotion advocates,
as well as the social and environmental determinants
of health (19).
The model of care offered by midwifery is compatible
with these principles, as midwifery is based
upon standards such as continuity of care, informed
choice and consent,
and choice of birthplace.
Midwives are not just trained to deliver babies,
but rather to offer a range of
care such as maternity care, breastfeeding instruction
and
support (19). The midwife-patient relationship
is based upon trust,
longevity and encouragement
as midwifery mandates personalized, intimate
care and relationships. Furthermore, within maternal
care, midwifery acts as an
interface between family physicians,
specialists and other traditional modalities
of health care.
The emphasis on group-based care within the midwifery
community and the larger medical community is
congruent with the current policy direction to
group-based practices. Group-based care emphasizes comprehensiveness
and cooperation, and seeks to alleviate pressures
of physician
shortages and waiting by offering around the
clock
care, referrals and attention
(10). This projection of group practice is particularly
significant
in maternal and neonatal care within the medically
underserviced urban, rural
and remote populations and regions of Canada,
since there has been a marked decrease in trained
physicians
able to provide maternal and neonatal care
in these communities. Government policy in the
last decade restricting medical school enrollments
and
residency training positions for obstetricians
coupled with the decreasing numbers of trained
family physicians are some factors that have
created this shortage. In
Ontario
and British Columbia,
where midwifery care has had adequate public
funding, midwifery has been filling this widening
gap for
low risk obstetric services (10).
The loss of the basic maternal and neonatal care
services has the potential to undermine the
overall health of
a community. Maternity and neonatal services
are necessary for a community that wants to
grow, and the development of a flexible, well-integrated
community health care system with a wide variety
of basic services is critical to serve the
health care needs of the increasingly diverse
population in Canada. For example, the presence
of regulated midwifery in Rankin Inlet has resolved
some social problems associated with moving
an expectant mother away from her family and community
in the
weeks preceding
and following birth (7).
The group-based practice answers the critical
aspects of Begin's vision of the future of
health care, as it is a clear and concerted
effort towards professional interaction, linkages
and collaboration. Furthermore,
access is always a primary issue for midwives
and
the group-based practices provide access to
a wider group of women, as
their family physician will
be able to refer low risk pregnancies to their
midwife colleagues. The health care system,
operating in the diverse urban, rural
and remote regions
of Canada, and accommodating the varied and
complicated demands of the populace must be flexible,
future-oriented
and creative in order to accommodate
the demands of the populace. The changing role
of
midwifery within Canadian health care, its
ongoing, incremental acceptance into the mainstream
and
increasingly visible role as a policy driver
illustrates how the system evolves to meet
patient needs. Midwifery
is
poised to answer the challenges
facing newborn and maternal care in Canada.
However, Canadian citizens, health care professionals
and decision
makers must recognize this and
nurture the development of this dynamic profession.
References
1. The Boston Women's Health Book Collective. Our Bodies, Ourselves.
New York: Simon and Schuster, 1998.
2. An Article in Calgary Herald, May 19, 1998 as quoted by Gunhild
Hoogensen "The Politics of Birth: Midwifery in Alberta" 2000.
www.birthpartnershipmidwives.com
3. Buske, Lynda. " A Crisis Aborning in Newborn and Maternity Care?" Canadian
Medical Association Journal, March 6, 2001; 164 (5).
4. Chan, Benjamin TB "From Percieved Surplus to Percieved Shortage:
What Happenned to Canada's Physician Workforce in the 1990's?" Canadian
Institute for Health Information, June 2002.
5. Blais, Regis "Commentary/Commentaire: Are Home Births Safe?" Canadian
Medical Association Journal, February 5, 2002; 166 (3).
6. Legislation Concerning Nursing/Midwifery Services and Education
(EURO Reports and Studies, 1981) as quoted in Blais, Maheux, Lamber, Loiselle,
Gauthier, Framarin "Midwifery defined by physicians, nurses and midwives:
The birth of consensus?" Canadian Medical Association Journal 1994;
150 (5): 691-697.
7. Bailey, Lehr, Nicholas, Picco "Midwifery: Promotion and integration
into Canada's healthcare system" Leadership in Health Services July/August
1993: 11-13.7.
8. Bourgeault, Ivy Lynn and Mary Fynes "Integrating Lay and Nurse
Midwifery into the U.S. and Canadian Health Care Systems" Social
Sciences & Medicine"1997; 44 (7): 1051-1063.
9. McKendry, Rachael and Tom Langford "Legalized, regulated, but
unfounded: midwifery's laborious professionalization in Alberta, Canada,
1975-99" Social Science & Medicine, 2001;53: 531-542.
10 . Canadian
Midwifery Regulators Consortium, Submission to the Commission
on the Future of Health Care in Canada "Regulated Midwifery and The
Future of Health Care in Canada" 2001.
11. Reinharz D, Blais R, Fraser W, Constandriopolous AP "Costeffectiveness
of midwifery services vs. medical services in Quebec, L'Equipe d'Evaluation
des Projets-Pilotes Sages-Femmes" Canadian Journal of Public Health
2000; 91(1): 112115.
12. Janssen, P, Lee, SK, Ryan, E, Etches, D, Farquarson, D,
Peacock,D and Klein, M. "Outcomes of planned home births versus planned hospital
births after regulation of midwifery in British Columbia" Canadian
Medical Association Journal 2002;166 (3):315-323.
12i. Low risk births can be identified at any stage of gestation,
however in the Janssen et al. study, 3.6% of homebirths had
to call for emergency transports in spite of the application of the
following exclusion
criteria including multiple births, heart disease, hypertensive
chronic renal disease, pregnancy induced hypertension with proteinuria,
insulin
dependant diabetes, antepartum hemorrhage after 20 weeks gestation,
active genital herpes, breech or abnormal presentation, gestational
age of less
than 30 weeks or greater than 41 weeks at the onset of labour,
more than one previous caesarian section, and mother transferred to
hospital from
another health care facility. (Janssen et al.)
13. www.aom.on.ca
14. Harvey,S, Rach, D, Stainton, MC, Jarrell, J, Brant, R. "Evaluation
of Satisfaction of midwifery care " Midwifery
2002; 18: 260-267.
15. Ontario Association of Midwives (AOM) as quoted by Scott
Piatkowski "Midwifery Remains a Safe Alternative", June 10,
2002. www.straightgoods.ca
16. Blais, Maheux, Lamber, Loiselle, Gauthier, Framarin "Midwifery defined by physicians, nurses and midwives: The 18. www.asac.ab.ca
birth of consensus?" Canadian Medical Association Journal 19. Bennett,
Carolyn. Kill or Cure? Toronto: HarperCollins 1994; 150 (5):
691-697. Publishers Ltd.,2000.
17. www.aom.on.ca/midwifery/NowandThen/html
Karen Born is in her final year of a BA in Honours Political
Science at McGill and will be graduating in 2004. Her areas
of interest include Canadian health care reform, women in politics
and peace
and conflict
studies. She plans to pursue either graduate studies or law
after she finishes her degree.
Gene Therapy For Adenosine Deaminase Deficiency:
Successes and Limitations
Michael Ga-Hong Woo, B.Sc.*†
* To whom correspondence should be
addressed: Michael Ga-HongWoo, St. Boniface Hospital Research
Centre, DNND Rm. 4046 351 Tache Ave.Winnipeg, Manitoba, R2H
2A6, Canada. mwoo@sbrc.ca
† Division of Neurovirology and Neurodegenerative Disorders, St.Boniface
Hospital Research Centre and Department of Pharmacology and Therapeutics, University
of Manitoba, Winnipeg, Manitoba.
INTRODUCTION
Severe combined immunodeficiency disease (SCID), often dubbed the "baby
in a bubble" syndrome, represents the most severe type of primary
immunodeficiencies (1). It is a heterogeneous group of congenital disorders
caused by a number of different defects of the lymphoid lineages (2) and
the estimated incidence is 1 in 100,000 live births (3). Several natural
mutants have been characterized in humans, all of which involve complete
block of T-cell development, and will directly or indirectly impair B-cell
immunity (1, 4). This leads to devastating clinical symptoms as a result
of predisposition to infections from many opportunistic pathogens (4).
In many cases, severe infections starting at 1 to 3 months of age will
lead to death if untreated (5, 6, 7). This disease received worldwide
recognition in the 1970s when the story of David Vetter, who lived all
of his 12 years of life inside a sealed plastic bubble designed to protect
him from infections was brought to light. Subsequently, his life story
and the unique strategies used to treat David, received widespread media
attention, being the subject of movies and television shows .
The adenosine deaminase (ADA) deficient variant of SCID is an autosomal
recessive disorder and accounts for approximately 20% of all SCIDs (8).
This inherited deficiency results in decreased enzymatic activity or the
lack of production of adenosine deaminase a housekeeping enzyme of the
purine salvage pathway (9, 10). ADA was the first gene associated with
a SCID condition to be identified (11), and was the focus of the first
gene therapy trial in 1990 (12). ADA-SCID is a lethal disorder that is
now treated with either allogeneic bone marrow transplantation or enzyme
replacement therapy (2, 13). Gene therapy of this disease is in clinical
trials and has produced the most promising clinical experience thus far
of all the genetic diseases. ADA-SCID patients have been transplanted
with transduced autologous T lymphocytes and hematopoietic stem cells
(HSC) (4, 7). The progress made in the attempt to treat this disease reflects
both the successes of gene therapy and the limitations of it that have
to be overcome before it can be a reliable and realistic treatment for
ADA deficiency and other genetic diseases. The past, present and future
therapies of ADASCID will be examined to demonstrate this progress.
WHAT IS ADENOSINE DEAMINASE?
Adenosine deaminase (ADA) is an important deaminating enzyme of the
purine salvage pathway that converts adenosine and 2'-deoxyadenosine to
inosine and 2'-deoxyinosine respectively (2, 11, 12, 14). ADA allows for
the conversion of adenosine into other purines to be recycled and removed
by formation of uric acid, which is the end product of purine metabolism
in humans (14). ADA is especially critical for cells such as lymphocytes
and erythrocytes that lack or have very low activity of the de novo purine
synthetic pathway (2).
In humans, there are two isoforms of the ADA enzyme, adenosine deaminase1
(ADA1) and adenosine deaminase 2 (ADA2). Intracellular ADA activity is
mainly mediated by ADA1, while ADA2 is the predominant isoform in human
plasma and serum (14). The cellular source of the latter has been linked
to the monocyte-macrophage cell system, although it is widely accepted
that ADA2 activity represents T-cell function, and measurements of ADA2
activity has been used to evaluate the disease severity of patients with
acquired immunodeficiency syndrome (14).
The importance of maintaining normal levels of ADA activity can be seen
in patients with a genetic deficiency of this enzyme. Lack of ADA activity,
which is important in T-cell development, is associated with a form of
severe combined immunodeficiency disease referred to as ADA-SCID (11,
14). In terms of biochemistry, the lymphospecific toxicity associated
with this disease is thought to be the result of the accumulation of 2'-deoxyadenosine
(a substrate of ADA) and its conversion to the phosphorylated form (deoxyadenosine
triphosphate, dATP), which is an inhibitor of ribonucleotide reductase,
a key enzyme in DNA synthesis and DNA repair in dividing T cells (15).
This leads to cell death in non-dividing T cells (1, 14). A second mechanism
contributing to the pathology of ADA-SCID involves the methylation reactions
of Sadenosylmethionine to S-adenosylhomocysteine (AdoHcy) (14). AdoHcy
is hydrolyzed to adenosine and homocysteine by AdoHcy hydrolase. In patients
with ADA-SCID, accumulating 2'-deoxyadenosine inhibits AdoHcy hydrolase
resulting in the accumulation of AdoHcy. AdoHcy then functions as a competitive
inhibitor of many transmethylation reactions critical to cellular functions
(14).
CLINICAL AND PATHOLOGIC FEATURES OF ADA-SCID
Classically, SCID is defined as a fatal infantile syndrome with symptoms
resulting from the absence of cellular and humoral immunity. Most infants
suffering from ADA-SCID have shown the same clinical and immunological
manifestations as patients with non-ADA-SCID (16, 17). Although these
infants suffer from lymphopenia and absence of non-maternally derived
immunoglobulin, symptoms may not appear until several weeks to several
months of life (2). The full-blown syndrome includes overwhelming fungal,
viral and bacterial infections and failure to thrive (10).
While the underlying immunodeficiency in ADASCID appears early in life,
there is a progressive worsening of the condition as toxic metabolites
accumulate (due to the absence of ADA) and continue to interfere with
normal T-cell and B-cell function. Although 15% of ADA-SCID patients show
a slightly later onset and a slower progression of symptoms, it is still
fatal. The variability of disease progression may be partly a result of
environmental factors and undoubtedly of genetic origin. If left untreated,
ADA-SCID is fatal by 1-2 years of age; however, it is more common for
death to occur during the first few months of life (2).
In addition to infantile-onset ADA-SCID, cases of later onset immunodeficiency
have also been reported (2). In one of the earliest cases of ADA deficiency,
clinical symptoms did not appear until two years of age and the only detectable
abnormality suggestive of an immunodeficient phenotype, prior to disease
onset, was a phasic appearance of lymphopenia and eosinophilia (18). Since
then, other cases have been reported and reviews of patient medical history
and laboratory findings reveal common features. At the time of diagnosis,
all had diminished T cell counts with low mitogen responses; however,
several showed normal total Ig and antibody responses to some antigens
(19, 20, 21). They had substantially high IgE and/or eosinophilia, a history
of recurring sinopulmonary bacterial infections including pneumococcal
pneumonia and septicemia, and inability to produce antibody to some antigens
such as pneumococcus (19, 20, 21). An interesting feature seen in two
cases was the diagnosis of "autoimmune" hypothyroidism (20,
21), which could directly reflect toxicity to the thyroid or autoimmune
disease due to abnormal regulation of the immune response. These later
onset ADA-SCID patients would show more residual ADA activity than those
with the infantile-onset disease (2).
CURRENT TREATMENTS FOR ADA-SCID
Bone Marrow Transplantation
The current curative treatment of choice for all SCID patients including
ADA-SCID is bone marrow transplantation (BMT) from an HLA-identical sibling
(11, 12, 13). HLA, an abbreviation of human leukocyte antigen, is the
major histocompatibility antigen occurring on human nucleated cells, including
lymphocytes. This form of treatment results in a long-term cure rate of
95-100% (22), however, less than one third of patients have access to
an HLA-identical donor (11, 12). In the absence of an HLA-identical sibling
donor, T-cell depleted parental bone marrow (haploidentical donor) is
preferred over an unrelated donor. This alternative has provided less
encouraging results and reports have shown that treatment success rates
of BMT for ADA-SCID patients lacking an HLA-genotypically identical donor
have not improved over the last 20 years (12). Significant side effects
can result due to the need for conditioning cytoreduction and immunosuppression
with systemic chemotherapy and total body irradiation, which increases
the risk of both short and long term complications. Complications include
life-threatening infections, acute cardiomyopathy, progressive pulmonary
fibrosis, irreversible sterility and secondary malignancies (10). For
all these reasons, BMT is not a useful treatment for all SCID patients,
especially those who are too sick to tolerate cytoreductive therapy or
where the risks associated with this treatment is felt to be too high
(10).
Polyethylene Glycol-modified Bovine ADA (PEGADA)
For patients with ADA-SCID who are lacking an HLA-identical bone marrow
donor, an alternative treatment would be enzyme replacement therapy using
polyethylene glycol-modified bovine ADA (PEG-ADA) (23). Because the toxic
substrates of ADA (adenosine and deoxyadenosine) diffuses freely throughout
the body, injecting this enzyme into ADA-deficient patients can replace
the function of the missing enzyme (24). Infusions of purified bovine
ADA linked to polyethylene glycol have been successful in decreasing the
number of infections by increasing lymphocyte count and by restoring partial
T-cell function. However, the formation of inactivating antibodies against
the bovine ADA has been observed, and full immune reconstitution is less
regularly achieved with this therapy (4, 8, 25). This treatment is also
very expensive, costing an estimated US $250,000/yr./patient (11, 26).
In a study by Bordignon et al. (1993), two children suffering form ADA-SCID
were treated with PEG enzyme replacement therapy and showed very promising
initial results (10). Weekly doses of 20 U/kg body weight resulted in
a therapeutically constant plasma level abolishing all the tested biochemical
abnormalities associated with ADA deficiency. Improvements included the
absence of infections and restored weight and height gain, and after three
months of therapy, the patients did not require isolation or hospitalization.
During these three months, their absolute lymphocyte counts normalized,
as well as percentages of CD3+, CD4+, CD8+ T cell populations, and lymphocyte
proliferative responses to PHA and IL2, indicating an improved immune
system. One patient, upon receiving vaccination from tetanus toxoid and
FSME virus one year after initial PEG-ADA treatment, developed specific
antibodies and produced specific T-cells to both antigens. Unfortunately,
these improvements did not persist after discontinuation of i.v. immunoglobulin
prophylaxis, with the appearanceof decreased total lymphocyte counts,
reduction of TCR repertoire and antigen specific responses. In addition,
results indicated that intracellular production of ADA activity would
be more efficient in promoting lymphocyte survival and immune functions
rather than extracellular detoxification as in the case with PEGADA replacement
therapy.
RATIONALE FOR THE GENE THERAPY OF SEVERE COMBINED IMMUNODEFICIENCIES
(SCID)
Over the past 3 decades, advances in molecular biology have demonstrated
the usefulness of gene therapy as a new tool to correct patient cell function
and to alleviate disease. The first successful gene transfer with a retroviral
vector to murine hematopoietic cells was reported in 1983 (27), and since
then, numerous studies using murine hematopoietic stem cells have been
done to assess the potential use for human stem cell gene therapy (12).
Encouraging murine in vivo studies in which recombinant murine retroviruses
infect murine hematopoietic stem cells, have demonstrated high efficiency
(28). More importantly, these cells had the ability to maintain long-term
expression of the transduced gene. These successes led to the belief that
human stem cell gene therapy could soon be a reliable treatment for various
congenital or acquired human diseases.
There are a number of reasons that have made this disease a primary focus for
gene therapy. First, ADA deficiency is the most extensively studied congenital
immunodeficiency disease (12). The genomic and cDNA sequences encoding ADA
were identified early on (29, 30), and the structure and function of this enzyme
is well understood (12). Second, it is a disease that if left untreated, results
in debilitating and lethal effects. Because an alternative effective therapy
is currently not available for every patient, the potential risk of gene therapy
experimentation becomes more acceptable. Third, it is known that patients receiving
bone marrow transplantation can be cured of this disease (9, 31), and so the
target tissue for the introduction of the ADA gene is the easily accessible
hemopoietic system. Fourth, based on various studies, it is expected that the
genetically corrected cells should persist and should have a selective growth
advantage over the non-transduced cells in vivo after transplantation (32,
33). Finally, the regulation of the ADA gene would not have to be precisely
regulated nor would the expression have to be cell-type specific for beneficial
effects to occur. Patients exhibiting 10% of normal ADA levels do not show
any apparent immune impairments (34) while patients with ADA activity greater
than 50-fold above normal suffer only from a moderate hemolytic anemia (35).
If the ADA gene can be introduced in pluripotent hemopoietic stem cells (PHSC),
reimplantation and normal growth of these transduced cells could result in
a life-long production of corrected immune cells.
GENE THERAPY FOR ADENOSINE DEAMINASE DEFICIENCY
Gene therapy involves the introduction of exogenous genetic material
to correct or modify the function of a cell. It is an emerging medical
procedure where genetic diseases could be corrected by transfer of a normal
version of a relevant gene into a patient's somatic cells. Gene transfer
into a patient's hematopoietic stem cells followed by their autologous
transplantation could provide the same benefits as allogenic transplantation
without the immunological complications such as graft rejection, graft
versus host disease, and post-transplantation immunosuppressive therapy.
Although gene therapy to treat blood diseases seems logical, there are
still more problems than successes, mainly from inadequate tools used
for gene transfer and gene expression. However, despite bouts of successes
and failures, techniques for gene transfer, gene expression and hematopoietic
stem cell manipulation have steadily improved.
To date, a number of clinical gene transfer trials using human hematopoietic
stem cells (HSCs) have been performed worldwide to test the potential
of human stem cell gene therapy to treat ADA-SCID (7, 36, 37). However,
the results from these trials are somewhat disappointing, revealing that
murine studies cannot always apply to humans. The transduction frequencies
in human HSCs were low and clinical benefits were not apparent in all
cases. In spite of these failures, many lessons were learned that could
be applied to gene therapy of other genetic diseases.
The lessons learnt from preclinical studies and subsequent early clinical
trials for ADA-SCID demonstrate the advances in gene therapy made so far.
Preclinical studies in the 1980's showed that murine hematopoietic stem
cells (HSCs) could be transduced in vitro using the Moloney murine leukemia
virus (MoMLV)-based retroviral vector, containing the human copy of the
ADA gene (9, 38). These cells were subsequently transplanted into irradiated
mice resulting in circulating lymphohematopoietic cells that carried and
expressed the human ADA gene (9, 38). These preclinical results suggested
that a similar strategy could be applied in humans to successfully treat
patients with ADA deficiency. As a result, researchers proposed to harvest
autologous bone marrow from ADA-SCID patients, to transduce these cells
in vitro with a retroviral vector carrying the normal human ADA gene,
and to infuse these cells into the respective patients without using pretransplant
myeloablative chemotherapy.
Although it was a good idea, researchers at the time lacked in vitro
and in vivo systems to evaluate human HSC gene transduction, so preclinical
research could not definitively conclude that human HSC could be transduced
(9). Instead, many researchers turned their attention to the transduction
of peripheral blood T lymphocytes of ADA-deficient patients who were receiving
PEG-ADA enzyme replacement therapy. This different approach was a result
of preclinical studies showing that in vitro transduction of peripheral
blood T lymphocytes from ADA-SCID patients, using a retroviral vector,
was possible (33). The genetically modified lymphocytes were transplanted
intraperitoneally into immunodeficient mice, and were examined one month
later. Results indicated that T lymphocytes, which had been transduced
with the normal human ADA gene, persisted, while T lymphocytes transduced
with a control vector did not (33). This indicated that transduction of
the normal ADA gene into ADA-deficient T lymphocytes was a feasible approach
to treating ADA-SCID (10, 24, 33).
These preclinical experiments were very encouraging and led investigators
at the National Institutes of Health (NIH) to use a similar strategy to
treat humans. In 1990, the Blaese group at the NIH performed the first
clinical gene therapy trial on 2 young female patients with ADA-SCID (4,
12). They targeted peripheral blood T lymphocytes from the patients with
ADA-SCID on PEG-ADA therapy with a MoMLV-based retroviral vector containing
the normal human ADA gene (LASN) (4). The patient's lymphocytes were harvested,
genetically modified, expanded more than 50-fold, and given back by infusion
(4). Over 2 years, the patients received a total of 11-12 infusions of
autologous genetically corrected lymphocytes and as a result, immune functions
of both patients were better than when only on PEG-ADA treatment alone
(4, 12). Unfortunately, the transduction frequency of the infused T lymphocytes
differed in the two patients (30% and <1%) and they also continued
to receive PEG-ADA therapy throughout the procedure (4). These experiments
were able to show that transduction of human peripheral blood T lymphocytes
are possible and that their progeny could persist in vivo for many years.
These experiments also raised many questions such as; what was the antigenic
repertoire of the transduced cells? More importantly, could the transduced
T-cells persist without the exogenous source of ADA that was coming from
the PEG-ADA therapy?
As a result of these questions, many groups had the ambitious goal to
permanently correct ADA deficiency by genetically correcting autologous
haematopoietic stem cells (HSC). If successful, they would avoid the possible
problem of defects in the antigenic repertoire of the mature T cell used
in previous transplantations, and only one infusion of genetically corrected
stem cells would be needed to restore the patient's immune functions (23).
Three clinical trials have been conducted examining the use of transduced
autologous HSC to treat ADA deficiency. One trial used only bone marrow
HSC, another used bone marrow HSC in addition to peripheral blood T lymphocytes,
and the last used umbilical cord blood HSC (9, 24).
The group conducting the clinical trial using CD34+ cells from bone marrow
alone, reported that the transduction efficiency was disappointingly low and
that transduced peripheral leukocytes could not be detected in the long-term
(9, 12, 37).
On the other hand, in 1992, Bordignon et al., using transduced CD34+ bone marrow
cells and PEG-ADA dependent T lymphocytes, showed rapid improvements in patient
immune functions after gene therapy (7). Bordignon's group used two different
retroviral vectors to transduce a normal ADA cDNA separately into peripheral
T-lymphocytes or bone marrow cells to determine which cell population was the
major source of the circulating peripheral blood T lymphocytes. Their results
show that immediately after transplantation the circulating transduced T cells
originated from the infused peripheral T lymphocytes, but as time passed they
were replaced with transduced T cells derived from the transduced bone marrow
cells (7, 9). This suggests that bone marrow HSC can be transduced and that
genetically modified HSC can give rise to functional mature cells detectible
in the peripheral circulation. Unfortunately, the patients in this trial continued
to receive PEG-ADA enzyme replacement therapy, so it remains unclear if transduction
of T lymphocytes of HSC origin can provide clinical benefits to ADA-SCID (9).
The third study used CD34+ cells from umbilical cord blood (9, 12, 36).
Three neonates were diagnosed in utero with ADA deficiency and cells were
transduced with the same LASN vector used in Bordignon's study (9). Transduction
of progenitor cells was efficient and longitudinal evaluation of the patients
for transduced leukocytes occurred. A year after transplantation, the
group reported low but sustained levels of transduced cells in mononuclear
cells and granulocytes and increased ADA activity in HSC (36). These patients
started PEG-ADA therapy during their first week of life and showed characteristics
of a normal functioning immune system. At age 2, PEG-ADA treatment doses
were decreased, resulting in a significant decrease in circulating T lymphocytes
and a 100-fold increase in the frequency of T lymphocyte transduction
without change in myeloid cells or B cells (36). As the dose of PEGADA
decreased, a selective advantage in survival of the transduced T cells
originating from the transduced HSC occurred, but was nonexistent in B
cells or other hematopoietic cells (24, 36). At age 5, PEG-ADA therapy
was discontinued in one patient, and over a two-month period, plasma ADA
levels of this patient became undetectable, levels of ADA substrates increased,
and there was substantial decrease in percentage and absolute levels of
natural killer (NK) cells and B lymphocytes although no changes in levels
of T lymphocytes occurred (36). Again, results showed a selective advantage
in survival of the transduced T cell progeny of the transduced HSC. In
addition, analysis of T cell function revealed a loss of antigen-specific
blastogenesis to tetanus toxoid and candida (9). Interestingly, results
also showed that expression of the MoMLV-based retroviral vectors were
low in resting human T cells but were relatively high in dividing T lymphocytes,
indicating that LASN vector is expressed during thymopoiesis and not in
resting peripheral blood T lymphocytes (9). Results suggest that cessation
of PEG-ADA therapy resulted in the loss of both transduced and nontransduced
antigen-specific peripheral blood T lymphocytes. Since the patient started
to show clinical symptoms of immune deficiency such as weight loss, oral
thrush and upper respiratory infection, the patient resumed PEG-ADA therapy,
resulting in restoration of good health (9, 36). The results obtained
from this trial suggest that cord blood provides a stem cell population
more suitable for efficient retroviral-mediated gene transfer than does
bone marrow, however, significant advances are still needed in this transfer
technique before human HSCs can be used to restore effective immunity
and to achieve clinical benefits (11).
CONCLUSION
The current clinical results of gene therapy for ADASCID are encouraging
but also reveal current limitations of gene therapy for immunodeficiency
disorders. Results have shown that transduction and transplantation of
HSC from both bone marrow and cord blood is possible, and that transduction
frequency in T lymphocytes can reach as high as 10-30% if a selection
advantage existed in vivo. Unfortunately, when an exogenous source of
ADA was removed, results showed a lack of gene expression in nondividing
T lymphocytes, indicating the loss of both transduced and nontransduced
antigen-specific peripheral blood T lymphocytes. Successful treatment
of SCID or diseases involving lymphoid differentiation will ultimately
require expression of vectors in mature, nondividing lymphoid cells. For
this reason, many investigators are focusing on improving gene transfer
technologies. Recent improvements have resulted in the development of
better vectors, packaging cell lines and culture conditions for human
HSC transduction. For example, use of certain cytokines and recombinant
fibronectin has improved transduction efficiency of HSCs in baboon and
rhesus monkeys (39, 40). These cytokines can induce cycling of immature
CD34+ cells making them more receptive to transgene integration. Also,
new packaging cell lines have been designed which enhances binding of
retrovirus to hematopoietic cells by pseudotyping with the gibbon ape
leukemia virus envelope resulting in increased rate of CD34+ cell transduction
(41). To reduce risk of in vivo transgene silencing, deletion of silencing
sequences from viral LTR has been examined. Design of lentiviral vectors
have also provided encouraging results, being able to infect non-cycling
cells. Although attempts to cure ADA-SCID with gene therapy have yet to
prove successful, study of this disease has resulted, by far, in the most
promising clinical experience by identifying current limitations and providing
enough successes to encourage the pursuit of the solutions.
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Michael G. Woo is a second year Masters' student
at the University of Manitoba, in the department of Pharmacology and Therapeutics.
He holds a B.Sc. in Biology and Biochemistry from the University of Winnipeg.
His research interests include the role of adenosine in the regulation
of matrix metalloproteinases.
Comparison of Christensen Prosthesis System with
Autogenous Costochondral Graft for Arthroplasty of Traumatic Temporomandibular
Joint Dysfunction
Aria Omrani* M.D.
*To whom correspondence should be addressed:
Aria Omrani P.O.Box 81655 -1513 Isfahan Iran
INTRODUCTION
The temporomandibular joint (TMJ) is the only joint in the body that
is both a hinge and a sliding joint. The TMJ is the most active joint
of the body, moving up to 2000 times each day during talking, chewing,
swallowing and snoring. Disorders of the TMJ can be referred biomechanically
and neurologically to the upper cervical spine, due to the structural
approximation and neuromuscular relationship of the TMJ area and occipitoatlantal
area. When TMJ dysfunction occurs in children, it impairs mandibular growth
and results in mandibular asymmetry or retrognathism. Temperomandibular
joint meniscus malposition frequently produces neck pain, headaches and
suboccipital muscle spasms.(1) In many cases TMJ dysfunction has a profoundly
negative influence on the psychosocial development of the patient, because
of the obvious facial deformity, which worsens with growth. Arthroplasty
of the TMJ is an effective treatment for structural disorders. Various
alloplastic materials, as well as autogenous grafts, have been used in
arthroplasty of the TMJ.
Because of the growing use of both autogenous Costochondral graft (CCG)
and alloplastic Christensen prosthesis system, it is important that the
potential benefits of both procedures be carefully weighed against their
disadvantages in different circumstances. After outlining the anatomy
of the normal TMJ and the causes and effects of TMJ dysfunction, this
article compares CCG and alloplastic Christensen prostheses in terms of
advantages, disadvantages and patient groups in which their use is most
appropriate.
TMJ DYSFUNCTION
Anatomy of the TMJ
The TMJ hinges within the glenoid fossa of the mandible and glides anteriorly
to the eminentia during normal motion. The head of the condyle and the
glenoid fossa are covered with fibroid cartilage which serves as a shock
absorber (1). The meniscus of the TMJ divides the joint cavity into two
parts. The lower part is used during gliding motion and the upper part
is used for hinge movements. The two heads of the pterygoid muscle act
asynchronously to open the joint. One head of the external pterygoid muscle
pulls the meniscus forward while the second head opens the joint. Secondary
assistance is provided by the mylohyoid, geniohyoid and digastric muscles.
In closing the jaw, the temporal, masseter and internal pterygoid muscles
are activated.
Causes of TMJ dysfunction
Temporomandibular joint dysfunction results from various agents including
internal derangement, congenital malformation, arthrotic changes, avascular
necrosis, rheumatoid arthritis and trauma (2,3,4,5,6,7). Local and systemic
infections systemic diseases like rheumatoid arthritis, ankylosing spondylitis
and psoriasis are factors which have been implicated in the etiopathogenesis
of TMJ ankylosis (8,9,10,11). Trauma conditions have also often been implicated
in the etiology of TMJ ankylosis (12,13,14), the presence of intra-articular
hematoma with intra-articular damage leads to scarring and bone formation
with resultant hypomobility and ankylosis (11,15). The reported proportion
of cases of TMJ dysfunction due to traumas ranges from 26% to 100% (8,9,12,16).
Physiology of traumatic TMJ dysfunction
Trauma to the TMJ can be caused by a single, acute injury (such as blow
to the jaw or car accident) or more prolonged, minor, stress due to, for
example, clenching or grinding of the teeth. Temperomandibular trauma
results in displacement of the disk of cartilage that cushions the ball-and-socket
of the joint with possible resultant entrapment of the disc (17).
In partial displacement of the TMJ, condyle translation is not blocked and
when the patient moves the closed jaw forward or toward the contralateral side,
the condyle will snap forward into its normal position. In complete displacement,
the disc is usually dislodged anteriorly toward the front of the condyle so
its translation is restricted when the mouth is opened. Persistent condyle
motion on a dislocated disc encourages irregular adaptive remodeling and osteoarthritis
to develop within the joint because the dislocated disc can no longer cushion
the articular surfaces (1).
Symptoms and signs of traumatic TMJ dysfunction
Muscle fatigue and a severe dull facial ache that is often localized
to an anterior area to the tragus of the ear are the major symptoms of
TMJ dysfunction. Muscle spasm in pterygoid, masseter and temporalis; bruxism;
tenderness at the proximal mandible; and typical facial neuralgia are
some of local effects of TMJ dysfunction.
TMJ RECONSTRUCTION
In recent decades, TMJ reconstruction using an autogenous costochondral
graft (CCG) has gained popularity, mainly because this graft provides
a functional implant with growth potential and restores the joint as closely
as possible to its normal anatomy. However, there is a significant proportion
of patients, including patients who have had multiple surgery, in whom
success rates with autogenous grafts are low. The Christensen TMJ prosthesis
system offers a significant improvement in function and reduction in pain
in most of these patients. This system involves covering the articulating
surface of the temporal bone and replacing the meniscal disc with synthetic
prostheses. Careful selection of the treatment modality employed in surgical
reconstruction of the TMJ plays a significant role in increasing the success
rate of TMJ reconstruction.
AUTOGENOUS COSTOCHONDRAL GRAFT
The most widely accepted autogenous reconstruction of the TMJ involves
a costochondral graft. Ease in obtaining and adapting the graft, biological
similarity to the mandibular condyle and regenerative potential are some
of advantages of CCG (18,19,20,21,22,23). A CCG can also keep pace with
the growth of the unaffected side to maintain mandibular symmetry during
the growth period (20).
Kaban et al. (1990) achieved a mean maximum postoperative interincisor
opening at one year of 37.5mm using CCGs to reconstruct the mandibular
ramus in treatment of TMJ ankylosis in their seven-step surgical plan.
This treatment included aggressive resection of the ankylotic segment,
ipsilateral and contralateral coronoidectomy, lining of the joint with
temporalis fascia or cartilage reconstruction of the ramus with a CCG
and rigid fixation of the graft.(18,24)
However, current evidence suggests that CCGs tend to have more vertically
directed condylar growth pattern and more laterally positioned condyles
than native bone tissue leading to possible mandibular prognathism (18,25).
In addition, in patients with arthropathy, long-term steroids can weaken
a CCG which may cause ankylosis disease in the reconstructed joint (27,28).
Clark and Britton (2001) reported a case of patient who had been operated
on three times after a car motor vehicle accident. During the third operation,
surgeons attempted to establish TMJ function with a bilateral CCG. This
ultimately fused with heterotopic bone, causing diminishing ability to
chew and function and progression from fibrous to complete and total bony
ankylosis (29).
CHRISTENSEN PROSTHESIS SYSTEM
The option to use an alloplastic system, instead of an autogenous one,
is determined on the basis of severity of disease. The Christensen
TMJ fossa-eminence prosthesis system offers a treatment modality for severe
TMJ dysfunction especially in patients who have had multiple
surgery in
whom autografts appear to have a very low success rate (17,33,34,35).
Temporomandibular joint reconstruction with the use of the Christensen
alloplastic
joint system allows a close reproduction of the natural anatomy (19). The
Christensen TMJ fossa-eminence prosthesis systems provide a smooth surface
for articulation
with the natural condyle or with a Christensen TMJ condylar prosthesis in
the case of total joint replacement. The prosthesis is attached to underlying
bone
structure with Co-Cr bone screws. Christensen TMJ condylar protheses are
designed to sit against the Christensen TMJ fossa-eminence prosthesis
and are secured
to the ramus of the mandible. In the case of significant bone loss or trauma,
the surgeon may request that the prostheses are cast to fit the specific
patient's anatomical structure. In the case of Christensen TMJ condylar
prosthesis, the
flange portion is always adapted to the patient's anatomy.
A study by Chase et al.(1995) indicated that total joint reconstruction combining
placement of a Co-Cr fossa-eminence with a polymethylmethacrylate (PMMA)
coated condylar prosthesis led to improved function in 85% to 90% of patients
(17).
In a study by Mcleod et al. (2001), who undertaked hemi-arthroplasty of the
TMJ with a fossa-eminence prosthesis, 73% of patients had considerable improvement
in their symptoms post operatively and a further 24% had some improvement
(35).
Hemi-arthroplasty with Christensen fossa-eminence involves the same procedure
as placing the prosthesis during total arthroplasty of the TMJ. Total arthroplasty
with Christensen prosthesis is only indicated in patients with considerable
condylar disease (35). Total replacement of TMJ may be considered for disorders
include rheumatoid arthritis, osteoarthritis, psoriaratic arthritis and ankylosis
after trauma.
The Christensen alloplastic joint system decreases the chance of recurrent
ankylosis (30). However, particles of alloplastic prostheses at articular
surfaces can generate a giant cell foreign body reaction which may cause
loosening of the implant, with resultant fracture or displacement (19,27,28
,31,32). Lack of growth and complications related to dystrophic bone formation
in children and implant fracture caused by the use of inappropriate alloplastic
materials are some factors that precludes the use of alloplastic TMJ prostheses
(20,28,30). One of the most important aspects of preoperative assessment
is condylar disease. Christensen fossa-eminence prosthesis is not used
alone where there is a condylar disease such as avascular necrosis, because
the condyle will be less adaptable to the new articular surface opposing
it.
Speculand et al. (2000) studied outcomes in 62 patients who received
total prosthetic replacement of the TMJ between 1988 and 1997 (26). The
proportion of patients who could eat all food increased from 23% of the
total group preoperatively to 77% postoperatively. According to this study,
preoperatively, 63% reported severe pain but this number reduced to 5%
postoperatively. Another study by Chase et al. (1995) indicated that 82%
of 22 patients with severe TMJ disorders who underwent implant of a Christensen
fossa-eminence prosthesis with retention of disc, showed significant improvement
in the ability to eat. In addition, incisor opening improved in 77% of
these patients. The rate of significant improvement in their ability to
eat in 26 patients who underwent placement of Christensen fossa-eminence
without retention of disc was reported to be 96%. In this group, incisor
opening improved in 86% of patients. In both groups, all patients showed
a significant decrease in pain post operatively. A further 21 patients
underwent, surgical placement of Christensen fossa-eminence prosthesis
along with a condylar prosthesis as part of this study. Eighty six percent
of patients in this group showed a significant improvement in ability
to eat, 96% showed a significant decrease in pain and 91% had significantly
improved in incisor opening post operatively (17).
Recurrence and relapse are the most common complications associated
with release of TMJ ankylosis. Studies have reported that the incidence
of re-ankylosis is between 4% and 31% (9,16,36). Recurrence is frequently
associated with extent of lesion, the release of TMJ ankylosis and surgical
technique employed (16,38,39).
CONCLUSION
Temporomandibular joint dysfunction creates not only functional and
aesthetic problems but also interferes with adequate nutrition and oral
hygiene measures. The Christensen prosthesis system and the CCG are both
accepted arthroplastic methods of TMJ reconstruction in traumatic TMJ
dysfunction. Although CCG has been the most popular treatment modality
to date, mainly because of accessibility and its adaptability to the TMJ
area, recent studies indicate that as surgery frequency goes up, the rate
of success of autografts decreases.
Technical workability, functional adaptability and regenerative potential
are some of the advantages of autogenous CCG. The growth potential of
CCG makes it a suitable implant in children whereas the lack of growth
precludes the use of Christensen alloplastic joint system in this population.
Long-term treatment with steroids for an arthroplasty may reduce the physical
strength of a CCG and may cause further ankylosis decreasing the utility
of CCGs in such patients. The use of Christensen alloplastic joint system
is determined on the basis of severity of disease and is most helpful
in patients with the most severe symptoms before surgery. This system
also decreases the chance of recurrent ankylosis.
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Aria Omrani M.D. is research associate at NanoMedical
Studies Association (Isfahan,Iran). His current interest is the biocompatability
of alloplastic materials in temporomandibular joint surgery. His scientific
articles span a variety of subjects such as pediatrics, neurology and
nanomedicine. His latest article, “Thromboembolism events in childhood” has
been published in International Pediatrics, Vol 18, No 1(Miami, FL, USA).
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